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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMR icon
176
Nomura Holdings
NMR
$29.1B
$107K 0.04%
25,014
-1,518
-6% -$7.22K
ANET icon
177
Arista Networks
ANET
$238B
$104K 0.04%
8,176
-1,264
-13% -$16.4K
INTU icon
178
Intuit
INTU
$89B
$104K 0.04%
452
-145
-24% -$39.3K
OCSL icon
179
Oaktree Specialty Lending
OCSL
$1.14B
$104K 0.04%
10,667
– –
ADI icon
180
Analog Devices
ADI
$190B
$103K 0.04%
1,146
-179
-14% -$19.6K
RSG icon
181
Republic Services
RSG
$65.7B
$103K 0.04%
1,368
+229
+20% +$20.7K
SNPS icon
182
Synopsys
SNPS
$79.7B
$102K 0.04%
791
-88
-10% -$12.5K
AMP icon
183
Ameriprise Financial
AMP
$48.8B
$101K 0.04%
985
+214
+28% +$31.7K
RELX icon
184
RELX
RELX
$62B
$101K 0.04%
4,723
-2,629
-36% -$63.8K
HMC icon
185
Honda
HMC
$41.3B
$100K 0.04%
4,454
+2,621
+143% +$67K
TEAM icon
186
Atlassian
TEAM
$37.8B
$100K 0.04%
729
+502
+221% +$70.2K
KALA icon
187
KALA BIO
KALA
$14.5M
$99K 0.04%
+5
New +$79.9K
UN
188
DELISTED
Unilever NV New York Registry Shares
UN
$99K 0.04%
2,021
-1,704
-46% -$93.2K
ACN icon
189
Accenture
ACN
$108B
$97K 0.04%
597
-326
-35% -$62.8K
GSK icon
190
GSK
GSK
$106B
$97K 0.04%
2,052
-1,804
-47% -$96.2K
NGG icon
191
National Grid
NGG
$81.3B
$97K 0.04%
1,884
-622
-25% -$34.4K
NOW icon
192
ServiceNow
NOW
$129B
$97K 0.04%
1,695
-5
-0.3% -$313
RDS.A
193
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$97K 0.04%
2,796
-2,365
-46% -$110K
PNC icon
194
PNC Financial Services
PNC
$101B
$96K 0.04%
1,005
-266
-21% -$35.7K
LYFT icon
195
Lyft
LYFT
$6.63B
$94K 0.04%
3,504
– –
SRE.PRB
196
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$94K 0.04%
1,000
– –
TRV icon
197
Travelers Companies
TRV
$80.2B
$93K 0.04%
938
-250
-21% -$31.1K
COST icon
198
Costco
COST
$420B
$92K 0.03%
323
-11
-3% -$3.34K
IGA
199
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$92K 0.03%
12,000
-1,000
-8% -$9.63K
BOE icon
200
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$91K 0.03%
11,000
+2,000
+22% +$20.2K
6 7
8
9 10

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.