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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.96M
Cap. Flow %
0.68%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.03%
2 Technology 9.31%
3 Financials 9.23%
4 Healthcare 4.86%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
176
American Tower
AMT
$81.7B
$157K 0.05%
685
+66
+11% +$14.4K
INTU icon
177
Intuit
INTU
$78.1B
$156K 0.05%
597
+78
+15% +$20.4K
RACE icon
178
Ferrari
RACE
$72.6B
$156K 0.05%
945
-1
-0.1% -$162
INFY icon
179
Infosys
INFY
$43.6B
$154K 0.05%
14,960
-866
-5% -$8.71K
FPL
180
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$154K 0.05%
16,500
-3,810
-19% -$33.2K
CB icon
181
Chubb
CB
$130B
$153K 0.05%
980
+42
+4% +$6.43K
RIO icon
182
Rio Tinto
RIO
$159B
$153K 0.05%
2,582
+312
+14% +$16.9K
ITW icon
183
Illinois Tool Works
ITW
$77B
$151K 0.05%
843
+18
+2% +$3.05K
LYFT icon
184
Lyft
LYFT
$5.64B
$151K 0.05%
3,504
-546
-13% -$23.9K
CGBD icon
185
Carlyle Secured Lending
CGBD
$789M
$149K 0.05%
11,133
– –
MUFG icon
186
Mitsubishi UFJ Financial
MUFG
$260B
$148K 0.05%
27,289
-351
-1% -$1.85K
TSLA icon
187
Tesla
TSLA
$1.5T
$147K 0.05%
5,280
-11,220
-68% -$243K
IWD icon
188
iShares Russell 1000 Value ETF
IWD
$82.3B
$146K 0.05%
1,070
– –
VRTX icon
189
Vertex Pharmaceuticals
VRTX
$131B
$146K 0.05%
666
-65
-9% -$13.2K
USB icon
190
US Bancorp
USB
$92.6B
$144K 0.05%
2,421
+144
+6% +$8.32K
HIO
191
Western Asset High Income Opportunity Fund
HIO
$323M
$142K 0.05%
+28,000
New +$141K
RMD icon
192
ResMed
RMD
$32B
$142K 0.05%
917
+24
+3% +$3.46K
ELV icon
193
Elevance Health
ELV
$87.3B
$140K 0.05%
462
+105
+29% +$28.9K
NGG icon
194
National Grid
NGG
$77.3B
$139K 0.05%
2,506
+315
+14% +$16.2K
BMO icon
195
Bank of Montreal
BMO
$121B
$138K 0.05%
1,775
+100
+6% +$7.53K
SYY icon
196
Sysco
SYY
$37.7B
$138K 0.05%
1,616
+55
+4% +$4.46K
NMR icon
197
Nomura Holdings
NMR
$29.1B
$137K 0.05%
26,532
+1,156
+5% +$5.58K
PSX icon
198
Phillips 66
PSX
$102B
$137K 0.05%
1,234
– –
AMAT icon
199
Applied Materials
AMAT
$375B
$136K 0.05%
2,228
+79
+4% +$4.44K
IGA
200
Voya Global Advantage and Premium Opportunity Fund
IGA
$164M
$136K 0.05%
13,000
+3,000
+30% +$31.2K
6 7
8
9 10

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CHP
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MW
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TAM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.