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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.17%
2 Financials 19.62%
3 Technology 13.42%
4 Consumer Discretionary 4.48%
5 Healthcare 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTW icon
1951
Manitowoc
MTW
$815M
$0 ﹤0.01%
3
– –
MUC icon
1952
BlackRock MuniHoldings California Quality Fund
MUC
$952M
– –
-1,400
Closed -$22K
NAC icon
1953
Nuveen California Quality Municipal Income Fund
NAC
$1.64B
– –
-3,500
Closed -$55K
NATR icon
1954
Nature's Sunshine
NATR
$233M
– –
-29
Closed -$1K
NGNE icon
1955
Neurogene
NGNE
$672M
$0 ﹤0.01%
+2
New +$306
NKTX icon
1956
Nkarta
NKTX
$211M
– –
-175
Closed -$6K
NVRI icon
1957
Enviri
NVRI
$581M
– –
-48
Closed -$1K
NWS icon
1958
News Corp Class B
NWS
$17.4B
$0 ﹤0.01%
8
– –
NWSA icon
1959
News Corp Class A
NWSA
$15.7B
– –
-21
Closed -$1K
OCGN icon
1960
Ocugen
OCGN
$353M
$0 ﹤0.01%
+64
New +$470
OGI
1961
Organigram Holdings
OGI
$160M
$0 ﹤0.01%
2
– –
OIH icon
1962
VanEck Oil Services ETF
OIH
$2.03B
– –
-2,500
Closed -$547K
OPEN icon
1963
Opendoor
OPEN
$2.68B
– –
-517
Closed -$9K
PAC icon
1964
Grupo Aeroportuario del Pacifico
PAC
$12.3B
$0 ﹤0.01%
+2
New +$225
PALI icon
1965
Palisade Bio
PALI
$295M
– –
0
– –
PBW icon
1966
Invesco WilderHill Clean Energy ETF
PBW
$373M
$0 ﹤0.01%
2
– –
PCVX icon
1967
Vaxcyte
PCVX
$8.78B
– –
-17
Closed –
PEBO icon
1968
Peoples Bancorp
PEBO
$1.4B
– –
-19
Closed -$1K
PHM icon
1969
Pultegroup
PHM
$23.3B
$0 ﹤0.01%
6
-37
-86% -$1.92K
PHO icon
1970
Invesco Water Resources ETF
PHO
$1.93B
$0 ﹤0.01%
1
– –
PRAX icon
1971
Praxis Precision Medicines
PRAX
$8.39B
$0 ﹤0.01%
+2
New +$543
PRGO icon
1972
Perrigo
PRGO
$1.99B
– –
-54
Closed -$2K
PRN icon
1973
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$371M
$0 ﹤0.01%
2
– –
PSFE icon
1974
Paysafe
PSFE
$350M
$0 ﹤0.01%
1
– –
PSN icon
1975
Parsons
PSN
$4.71B
– –
-33
Closed -$1K
77 78
79
80 81

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, down from 50% a quarter earlier, followed by Financials and Technology.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.