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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1926
iShares Core S&P 500 ETF
IVV
$902B
– –
-1,028
Closed -$442K
IWP icon
1927
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-25
Closed -$5K
IWS icon
1928
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-38
Closed -$4K
IWY icon
1929
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$0 ﹤0.01%
1
– –
JAKK icon
1930
Jakks Pacific
JAKK
$293M
– –
-150
Closed -$2K
JWN
1931
DELISTED
Nordstrom
JWN
– –
-2,803
Closed -$103K
KPTI icon
1932
Karyopharm Therapeutics
KPTI
$48M
– –
-38
Closed -$6K
KRNY icon
1933
Kearny Financial
KRNY
$599M
$0 ﹤0.01%
+24
New +$296
LAZR
1934
DELISTED
Luminar Technologies
LAZR
– –
-17
Closed -$5K
LCID icon
1935
Lucid Motors
LCID
$2.77B
– –
-2,520
Closed -$726K
LCTX icon
1936
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
29
– –
LEE icon
1937
Lee Enterprises
LEE
$182M
$0 ﹤0.01%
15
– –
LEN.B icon
1938
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
– –
LESL icon
1939
Leslie's
LESL
$11M
– –
-2
Closed -$1K
LMND icon
1940
Lemonade
LMND
$4.1B
– –
-50
Closed -$5K
LOB icon
1941
Live Oak Bancshares
LOB
$1.97B
– –
-300
Closed -$18K
LOVE
1942
LoveSac
LOVE
$261M
– –
-1
Closed -$63
MCB icon
1943
Metropolitan Bank Holding Corp
MCB
$1.15B
– –
-12
Closed -$1K
MGNI icon
1944
Magnite
MGNI
$3.55B
– –
-500
Closed -$17K
MINT icon
1945
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-33
Closed -$3K
MNKD icon
1946
MannKind Corp
MNKD
$1.32B
– –
-100
Closed -$1K
MOG.A icon
1947
Moog Inc Class A
MOG.A
$12.8B
$0 ﹤0.01%
+6
New +$469
MREO
1948
Mereo BioPharma
MREO
$47.3M
– –
-5,000
Closed -$16K
MSGS icon
1949
Madison Square Garden
MSGS
$9.39B
– –
-7
Closed -$1K
MTH icon
1950
Meritage Homes
MTH
$4.86B
$0 ﹤0.01%
+10
New +$515
76 77
78
79 80

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.