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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+14.95%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$409M
AUM Growth
+$46M
Cap. Flow
-$918K
Cap. Flow %
-0.22%
Top 10 Hldgs %
58.26%
Holding
1,946
New
149
Increased
603
Reduced
308
Closed
131

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$868K
2
MSFT icon
Microsoft
MSFT
+$497K
3
AVO icon
Mission Produce
AVO
+$455K
4
GBDC icon
Golub Capital BDC
GBDC
+$389K
5
AAL icon
American Airlines Group
AAL
+$333K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.65M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.43M
3
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.12M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$653K
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$514K

Sector Composition

Rank Sector Weight
1 Financials 13.37%
2 Technology 11.87%
3 Healthcare 3.8%
4 Consumer Discretionary 3.74%
5 Communication Services 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
1926
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-46
Closed -$4K
TLI
1927
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-12,440
Closed -$115K
WMGI
1928
DELISTED
Wright Medical Group Inc
WMGI
– –
-108
Closed -$3K
BITA
1929
DELISTED
Bitauto Holdings Limited
BITA
– –
-1,625
Closed -$26K
LVGO
1930
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-127
Closed -$18K
HTZ
1931
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-13
Closed –
AIMT
1932
DELISTED
Aimmune Therapeutics
AIMT
– –
-156
Closed -$5K
AMTD
1933
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-47
Closed -$2K
NBL
1934
DELISTED
Noble Energy, Inc.
NBL
– –
-584
Closed -$5K
ETFC
1935
DELISTED
E*Trade Financial Corporation
ETFC
– –
-181
Closed -$9K
BREW
1936
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-37
Closed -$1K
DISH
1937
DELISTED
DISH Network Corp.
DISH
– –
-15
Closed –
CEO
1938
DELISTED
CNOOC Limited
CEO
– –
-97
Closed -$9.59K
UN
1939
DELISTED
Unilever NV New York Registry Shares
UN
– –
-2,910
Closed -$176K
AZPN
1940
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-4
Closed -$1K
74 75 76 77
78

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Lindbrook Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Lindbrook Capital held 1,946 positions worth $409M, up 13% from $363M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2020 filing shows 149 new, 603 increased, 308 reduced and 131 closed positions. Its largest new stake was Mission Produce: 33,690 shares worth $507K. The largest sale was Apple, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q4 2020 buy was Mission Produce: 33,690 shares worth $507K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2020, an estimated $868K increase.
  • Lindbrook Capital's biggest Q4 2020 reduction was Apple, cutting an estimated $1.65M.
  • Lindbrook Capital fully exited Direxion Daily Financial Bull 3x ETF in Q4 2020, selling an estimated $1.12M.
  • Lindbrook Capital's ten largest holdings make up 58% of its $409M portfolio in Q4 2020.
  • Lindbrook Capital opened 149 new positions and closed 131 in Q4 2020.
  • Lindbrook Capital's portfolio value rose 13% quarter-over-quarter to $409M.

Based on Lindbrook Capital's 13F filing for Q4 2020, filed 27 Jan 2021.