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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
1901
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-1,000
Closed -$21K
FREL icon
1902
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$0 ﹤0.01%
+1
New +$32
FRPT icon
1903
Freshpet
FRPT
$3.22B
– –
-26
Closed -$4K
FTSL icon
1904
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-500
Closed -$24K
FVD icon
1905
First Trust Value Line Dividend Fund
FVD
$8.41B
– –
-2,930
Closed -$117K
GAN
1906
DELISTED
GAN Ltd
GAN
– –
-200
Closed -$3K
GNLN icon
1907
Greenlane Holdings
GNLN
$1.23M
– –
0
– -$1K
GOGO icon
1908
Gogo Inc
GOGO
$492M
– –
-1,000
Closed -$11K
GPRO icon
1909
GoPro
GPRO
$126M
– –
-2,782
Closed -$32K
GTX icon
1910
Garrett Motion
GTX
$5.57B
$0 ﹤0.01%
+2
New +$14
HCC icon
1911
Warrior Met Coal
HCC
$4.86B
– –
-54
Closed -$1K
HFFG icon
1912
HF Foods Group
HFFG
$83.4M
– –
-210
Closed -$1K
HY icon
1913
Hyster-Yale Materials Handling
HY
$665M
$0 ﹤0.01%
+7
New +$430
IAG icon
1914
IAMGOLD
IAG
$10.5B
$0 ﹤0.01%
+100
New +$250
IBCP icon
1915
Independent Bank Corp
IBCP
$844M
– –
-36
Closed -$1K
IIF
1916
Morgan Stanley India Investment Fund
IIF
$220M
– –
-450
Closed -$11K
IJH icon
1917
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-750
Closed -$40K
IJR icon
1918
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-380
Closed -$43K
ILF icon
1919
iShares Latin America 40 ETF
ILF
$3.76B
$0 ﹤0.01%
3
– –
INDA icon
1920
iShares MSCI India ETF
INDA
$6.63B
$0 ﹤0.01%
+1
New +$47
IPGP icon
1921
IPG Photonics
IPGP
$3.84B
– –
-3
Closed -$1K
IRTC icon
1922
iRhythm Holdings
IRTC
$4.2B
$0 ﹤0.01%
+7
New +$371
ISPC icon
1923
iSpecimen
ISPC
$3.19M
– –
-6
Closed -$36K
ITOS
1924
DELISTED
iTeos Therapeutics
ITOS
– –
-1,000
Closed -$26K
IVE icon
1925
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-787
Closed -$116K
75 76
77
78 79

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.