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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+14.95%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$409M
AUM Growth
+$46M
Cap. Flow
-$918K
Cap. Flow %
-0.22%
Top 10 Hldgs %
58.26%
Holding
1,946
New
149
Increased
603
Reduced
308
Closed
131

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$868K
2
MSFT icon
Microsoft
MSFT
+$497K
3
AVO icon
Mission Produce
AVO
+$455K
4
GBDC icon
Golub Capital BDC
GBDC
+$389K
5
AAL icon
American Airlines Group
AAL
+$333K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.65M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.43M
3
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.12M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$653K
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$514K

Sector Composition

Rank Sector Weight
1 Financials 13.37%
2 Technology 11.87%
3 Healthcare 3.8%
4 Consumer Discretionary 3.74%
5 Communication Services 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITCL
1901
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
$0 ﹤0.01%
1
– –
APRN
1902
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
6
– –
NMTR
1903
DELISTED
9 Meters Biopharma
NMTR
– –
-2,000
Closed -$33K
BLU
1904
DELISTED
BELLUS Health Inc.
BLU
$0 ﹤0.01%
156
– –
TCDA
1905
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-336
Closed -$3K
ACH
1906
DELISTED
Alum Corp of China Ltd
ACH
$0 ﹤0.01%
11
– –
POLY
1907
DELISTED
Plantronics, Inc.
POLY
$0 ﹤0.01%
17
– –
CDK
1908
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
NP
1909
DELISTED
Neenah, Inc. Common Stock
NP
– –
-19
Closed -$1K
APTS
1910
DELISTED
Preferred Apartment Communities, Inc.
APTS
$0 ﹤0.01%
55
-226
-80% -$1.54K
ECOL
1911
DELISTED
US Ecology, Inc.
ECOL
– –
-17
Closed -$1K
RDS.B
1912
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-57
Closed -$1K
BGIO
1913
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-20,000
Closed -$173K
CVA
1914
DELISTED
Covanta Holding Corporation
CVA
– –
-2
Closed –
TRIL
1915
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-1,500
Closed -$21K
SRE.PRB
1916
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-1,000
Closed -$98K
LMNX
1917
DELISTED
Luminex Corp
LMNX
– –
-57
Closed -$1K
FSLF
1918
DELISTED
First Eagle Senior Loan Fund
FSLF
– –
-3,000
Closed -$37K
EGOV
1919
DELISTED
NIC Inc
EGOV
– –
-27
Closed -$1K
ANH
1920
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-166
Closed –
CBMG
1921
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-50
Closed -$1K
CXO
1922
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-58
Closed -$3K
TCO
1923
DELISTED
Taubman Centers Inc.
TCO
– –
-97
Closed -$3K
HDS
1924
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-39
Closed -$2K
GLIBA
1925
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-115
Closed -$9K
74 75 76
77
78

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Lindbrook Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Lindbrook Capital held 1,946 positions worth $409M, up 13% from $363M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2020 filing shows 149 new, 603 increased, 308 reduced and 131 closed positions. Its largest new stake was Mission Produce: 33,690 shares worth $507K. The largest sale was Apple, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q4 2020 buy was Mission Produce: 33,690 shares worth $507K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2020, an estimated $868K increase.
  • Lindbrook Capital's biggest Q4 2020 reduction was Apple, cutting an estimated $1.65M.
  • Lindbrook Capital fully exited Direxion Daily Financial Bull 3x ETF in Q4 2020, selling an estimated $1.12M.
  • Lindbrook Capital's ten largest holdings make up 58% of its $409M portfolio in Q4 2020.
  • Lindbrook Capital opened 149 new positions and closed 131 in Q4 2020.
  • Lindbrook Capital's portfolio value rose 13% quarter-over-quarter to $409M.

Based on Lindbrook Capital's 13F filing for Q4 2020, filed 27 Jan 2021.