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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIT
1901
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-2,772
Closed -$18K
ADSW
1902
DELISTED
Advanced Disposal Services Inc
ADSW
– –
-4
Closed –
HTZ
1903
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
13
-738
-98% -$1.06K
GMO
1904
DELISTED
General Moly, Inc.
GMO
– –
-505,000
Closed -$101K
WUBA
1905
DELISTED
58.com Inc
WUBA
– –
-168
Closed -$9K
LOGM
1906
DELISTED
LogMein, Inc.
LOGM
– –
-31
Closed -$3K
DNR
1907
DELISTED
Denbury Resources, Inc.
DNR
– –
-19,500
Closed -$5K
LM
1908
DELISTED
Legg Mason, Inc.
LM
– –
-58
Closed -$3K
TMUSR
1909
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-228
Closed –
EGIF
1910
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-1,500
Closed -$20K
PTLA
1911
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-90
Closed -$2K
IBKC
1912
DELISTED
IBERIABANK Corp
IBKC
– –
-512
Closed -$23K
MFGP
1913
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-118
Closed -$1K
DISH
1914
DELISTED
DISH Network Corp.
DISH
$0 ﹤0.01%
+15
New +$495
PSXP
1915
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-1,240
Closed -$45K
EE
1916
DELISTED
El Paso Electric Company
EE
– –
-430
Closed -$29K
73 74 75 76
77

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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.