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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTN
1901
DELISTED
Exterran Corporation
EXTN
– –
-579
Closed -$5K
NBEV
1902
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-16,500
Closed -$30K
TPTX
1903
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-32
Closed -$2K
ACC
1904
DELISTED
American Campus Communities, Inc.
ACC
– –
-248
Closed -$10.4K
MTOR
1905
DELISTED
MERITOR, Inc.
MTOR
– –
-93
Closed -$2K
WBT
1906
DELISTED
Welbilt, Inc.
WBT
$0 ﹤0.01%
14
– –
CDK
1907
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
ANAT
1908
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-59
Closed -$7K
RVI
1909
DELISTED
Retail Value Inc. Common Shares
RVI
– –
-87
Closed –
CVA
1910
DELISTED
Covanta Holding Corporation
CVA
$0 ﹤0.01%
37
– –
EBSB
1911
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-192
Closed -$4K
TLND
1912
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-354
Closed -$14K
NAV
1913
DELISTED
Navistar International
NAV
$0 ﹤0.01%
+24
New +$701
EHT
1914
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-3,000
Closed -$30K
GLOG
1915
DELISTED
GASLOG LTD
GLOG
$0 ﹤0.01%
135
+72
+114% +$439
CUB
1916
DELISTED
Cubic Corporation
CUB
– –
-20
Closed -$1K
GWPH
1917
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-7
Closed -$1K
APHA
1918
DELISTED
Aphria Inc. Common Shares
APHA
– –
-7,400
Closed -$39K
WDR
1919
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-49
Closed -$1K
EGOV
1920
DELISTED
NIC Inc
EGOV
– –
-57
Closed -$1K
QEP
1921
DELISTED
QEP RESOURCES, INC.
QEP
$0 ﹤0.01%
694
+527
+316% +$1.27K
WPX
1922
DELISTED
WPX Energy, Inc.
WPX
– –
-1,198
Closed -$16K
HTZ
1923
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
13
– –
INWK
1924
DELISTED
InnerWorkings, Inc.
INWK
– –
-2,268
Closed -$12K
VAL
1925
DELISTED
Valaris plc Class A Ordinary Share
VAL
$0 ﹤0.01%
+536
New +$2.05K
74 75 76
77
78

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.