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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEEP icon
1876
Acquirers Small and Micro Deep Value ETF
DEEP
$28.6M
$0 ﹤0.01%
1
-1
-50% -$35
DEI icon
1877
Douglas Emmett
DEI
$1.96B
$0 ﹤0.01%
13
– –
DES icon
1878
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
– –
-1,115
Closed -$36K
DLTH icon
1879
Duluth Holdings
DLTH
$159M
– –
-911
Closed -$19K
DLX icon
1880
Deluxe
DLX
$1.15B
$0 ﹤0.01%
9
– –
DNP icon
1881
DNP Select Income Fund
DNP
$4.09B
– –
-50
Closed -$1K
DON icon
1882
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-770
Closed -$32K
DRIP icon
1883
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$114M
$0 ﹤0.01%
70
– –
DXD icon
1884
ProShares UltraShort Dow 30
DXD
$38.2M
– –
-380
Closed -$18K
EFR
1885
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
– –
-540,390
Closed -$7.65M
EFT
1886
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$0 ﹤0.01%
15
-1,050
-99% -$15.4K
ELME
1887
Elme Communities
ELME
$144M
$0 ﹤0.01%
+12
New +$295
ELTX icon
1888
Elicio Therapeutics
ELTX
$83.8M
$0 ﹤0.01%
+3
New +$324
EOLS icon
1889
Evolus
EOLS
$501M
– –
-293
Closed -$4K
ETON icon
1890
Eton Pharmaceutcials
ETON
$1.22B
$0 ﹤0.01%
4
– –
EWJ icon
1891
iShares MSCI Japan ETF
EWJ
$23B
– –
-61
Closed -$4K
FBIO icon
1892
Fortress Biotech
FBIO
$88.7M
$0 ﹤0.01%
2
– –
FBRX icon
1893
Forte Biosciences
FBRX
$1.57B
– –
-60
Closed -$50K
FCAL icon
1894
First Trust California Municipal High income ETF
FCAL
$220M
– –
-400
Closed -$22K
FCEL icon
1895
FuelCell Energy
FCEL
$1.63B
– –
-4
Closed -$1K
FCN icon
1896
FTI Consulting
FCN
$4.18B
$0 ﹤0.01%
1
– –
FEM icon
1897
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
– –
-700
Closed -$20K
FIW icon
1898
First Trust Water ETF
FIW
$1.94B
$0 ﹤0.01%
1
– –
FNF icon
1899
Fidelity National Financial
FNF
$13.5B
$0 ﹤0.01%
8
– –
FNGD icon
1900
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
$319M
– –
-1
Closed -$2K
74 75
76
77 78

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.