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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+14.95%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$409M
AUM Growth
+$46M
Cap. Flow
-$918K
Cap. Flow %
-0.22%
Top 10 Hldgs %
58.26%
Holding
1,946
New
149
Increased
603
Reduced
308
Closed
131

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$868K
2
MSFT icon
Microsoft
MSFT
+$497K
3
AVO icon
Mission Produce
AVO
+$455K
4
GBDC icon
Golub Capital BDC
GBDC
+$389K
5
AAL icon
American Airlines Group
AAL
+$333K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.65M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.43M
3
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.12M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$653K
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$514K

Sector Composition

Rank Sector Weight
1 Financials 13.37%
2 Technology 11.87%
3 Healthcare 3.8%
4 Consumer Discretionary 3.74%
5 Communication Services 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
1876
Two Harbors Investment
TWO
$1.27B
$0 ﹤0.01%
16
– –
UBX
1877
DELISTED
Unity Biotechnology
UBX
$0 ﹤0.01%
4
– –
AD
1878
Array Digital Infrastructure
AD
$3.05B
– –
-16
Closed –
UUUU icon
1879
Energy Fuels
UUUU
$3.53B
$0 ﹤0.01%
+10
New +$23
UVE icon
1880
Universal Insurance Holdings
UVE
$1.23B
– –
-270
Closed -$4K
UVV icon
1881
Universal Corp
UVV
$1.27B
– –
-102
Closed -$4K
VAC icon
1882
Marriott Vacations Worldwide
VAC
$4.25B
$0 ﹤0.01%
1
– –
VIG icon
1883
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-171
Closed -$22K
VVX icon
1884
V2X
VVX
$2.65B
$0 ﹤0.01%
7
– –
VYM icon
1885
Vanguard High Dividend Yield ETF
VYM
$82.8B
– –
-76
Closed -$6K
WCLD
1886
WisdomTree Cloud Computing Fund
WCLD
$297M
$0 ﹤0.01%
+1
New +$48
WTTR icon
1887
Select Water Solutions
WTTR
$2.61B
– –
-3
Closed –
XLRE icon
1888
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
– –
-121
Closed -$4K
XYLD icon
1889
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
– –
-196
Closed -$9K
YRD
1890
Yiren Digital
YRD
$110M
– –
-269
Closed -$1K
ASTH icon
1891
Astrana Health
ASTH
$1.77B
$0 ﹤0.01%
18
– –
TECX
1892
Tectonic Therapeutic
TECX
$606M
– –
-1
Closed –
INVX
1893
Innovex International
INVX
$1.97B
– –
-34
Closed -$1K
PVLA
1894
Palvella Therapeutics
PVLA
$2.27B
– –
-19
Closed -$3.95K
NWLI
1895
DELISTED
National Western Life Group, Inc. Class A
NWLI
– –
-11
Closed -$2K
WIRE
1896
DELISTED
Encore Wire Corp
WIRE
– –
-12
Closed -$1K
TCON
1897
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
– –
-500
Closed -$52K
DCPH
1898
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$0 ﹤0.01%
7
– –
SP
1899
DELISTED
SP Plus Corporation
SP
– –
-57
Closed -$1K
GOEV
1900
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– -$2K
74 75
76
77 78

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WCF
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Lindbrook Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Lindbrook Capital held 1,946 positions worth $409M, up 13% from $363M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2020 filing shows 149 new, 603 increased, 308 reduced and 131 closed positions. Its largest new stake was Mission Produce: 33,690 shares worth $507K. The largest sale was Apple, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q4 2020 buy was Mission Produce: 33,690 shares worth $507K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2020, an estimated $868K increase.
  • Lindbrook Capital's biggest Q4 2020 reduction was Apple, cutting an estimated $1.65M.
  • Lindbrook Capital fully exited Direxion Daily Financial Bull 3x ETF in Q4 2020, selling an estimated $1.12M.
  • Lindbrook Capital's ten largest holdings make up 58% of its $409M portfolio in Q4 2020.
  • Lindbrook Capital opened 149 new positions and closed 131 in Q4 2020.
  • Lindbrook Capital's portfolio value rose 13% quarter-over-quarter to $409M.

Based on Lindbrook Capital's 13F filing for Q4 2020, filed 27 Jan 2021.