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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHLX
1876
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-2,760
Closed -$34K
HLG
1877
DELISTED
Hailiang Education Group Inc. American Depositary Shares
HLG
– –
-24
Closed -$1K
ACH
1878
DELISTED
Alum Corp of China Ltd
ACH
$0 ﹤0.01%
11
-216
-95% -$1.34K
POLY
1879
DELISTED
Plantronics, Inc.
POLY
$0 ﹤0.01%
17
– –
ENDP
1880
DELISTED
Endo International plc
ENDP
– –
-494
Closed -$2K
NTUS
1881
DELISTED
Natus Medical Inc
NTUS
– –
-27
Closed -$1K
CDK
1882
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
CALA
1883
DELISTED
Calithera Biosciences, Inc
CALA
– –
-61
Closed -$6K
LEJU
1884
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
+25
New +$635
CTK
1885
DELISTED
CooTek (Cayman) Inc. American Depositary Shares, each representing 650 Class A Ordinary Shares
CTK
– –
-13
Closed -$1K
EVFM
1886
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-12
Closed -$1K
ISBC
1887
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-141
Closed -$1K
VRS
1888
DELISTED
Verso Corporation
VRS
– –
-14
Closed –
MGLN
1889
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-20
Closed -$1K
HRC
1890
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-41
Closed -$5K
CVA
1891
DELISTED
Covanta Holding Corporation
CVA
$0 ﹤0.01%
2
-235
-99% -$2.16K
KDMN
1892
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-928
Closed -$5K
VTA
1893
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-5,000
Closed -$45.4K
CNP.PRB
1894
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-1,000
Closed -$36K
CHMA
1895
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-4,000
Closed -$22K
MSGN
1896
DELISTED
MSG Networks Inc.
MSGN
– –
-372
Closed -$4K
HMSY
1897
DELISTED
HMS Holdings Corp.
HMSY
– –
-9
Closed –
ANH
1898
DELISTED
Anworth Mortgage Asset Corporation
ANH
$0 ﹤0.01%
+166
New +$291
TCP
1899
DELISTED
TC Pipelines LP
TCP
– –
-3,232
Closed -$100K
EIDX
1900
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-21
Closed -$1K
73 74 75
76
77

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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.