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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAFD icon
1876
WaFd
WAFD
$2.75B
– –
-89
Closed -$3K
WAL icon
1877
Western Alliance Bancorporation
WAL
$8.87B
– –
-61
Closed -$3K
WCC
1878
WESCO International
WCC
$17.7B
– –
-326
Closed -$19K
WRB icon
1879
W.R. Berkley
WRB
$26.6B
– –
-392
Closed -$12K
YELP icon
1880
Yelp
YELP
$1.41B
– –
-326
Closed -$9.91K
UCB
1881
United Community Banks
UCB
$4.28B
– –
-110
Closed -$3K
WTPI
1882
WisdomTree Equity Premium Income Fund
WTPI
$504M
– –
-55
Closed -$2K
ROIC
1883
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-1,700
Closed -$30K
B
1884
DELISTED
Barnes Group Inc.
B
– –
-28
Closed -$2K
MOR
1885
DELISTED
MorphoSys AG American Depositary Shares
MOR
– –
-116
Closed -$4K
FPL
1886
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-16,500
Closed -$154K
MDC
1887
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-278
Closed -$10K
DSKE
1888
DELISTED
Daseke, Inc. Common Stock
DSKE
$0 ﹤0.01%
+187
New +$551
PGTI
1889
DELISTED
PGT, Inc.
PGTI
$0 ﹤0.01%
36
– –
SIEN
1890
DELISTED
Sientra, Inc.
SIEN
– –
-9
Closed -$1K
ORTX
1891
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-350
Closed -$48K
LTHM
1892
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
9
-387
-98% -$3.26K
UNVR
1893
DELISTED
Univar Solutions Inc.
UNVR
– –
-56
Closed -$1K
ISEE
1894
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-3,000
Closed -$26K
ROCC
1895
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
+38
New +$632
MGU
1896
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-1,500
Closed -$37K
COUP
1897
DELISTED
Coupa Software Incorporated
COUP
– –
-220
Closed -$32K
BNFT
1898
DELISTED
Benefitfocus, Inc.
BNFT
$0 ﹤0.01%
+46
New +$698
SWIR
1899
DELISTED
Sierra Wireless
SWIR
– –
-215
Closed -$2K
Y
1900
DELISTED
Alleghany Corp
Y
– –
-33
Closed -$26K
74 75
76
77 78

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.