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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
1851
Bath & Body Works
BBWI
$4.1B
$0 ﹤0.01%
+4
New +$254
BCAB icon
1852
BioAtla
BCAB
$5.74M
– –
-6
Closed -$13K
BCYC
1853
Bicycle Therapeutics
BCYC
$292M
– –
-500
Closed -$15K
BE icon
1854
Bloom Energy
BE
$64.6B
– –
-66
Closed -$2K
BGY icon
1855
BlackRock Enhanced International Dividend Trust
BGY
$529M
– –
-5,701
Closed -$37K
BHF icon
1856
Brighthouse Financial
BHF
$3.5B
$0 ﹤0.01%
1
– –
CMRC
1857
Commerce.com Inc Series 1
CMRC
$184M
$0 ﹤0.01%
8
– –
BIPC icon
1858
Brookfield Infrastructure
BIPC
$4.85B
$0 ﹤0.01%
+9
New +$394
BL icon
1859
BlackLine
BL
$1.72B
– –
-5
Closed -$1K
BLFS icon
1860
BioLife Solutions
BLFS
$1.7B
$0 ﹤0.01%
9
– –
BLOK icon
1861
Amplify Blockchain Technology ETF
BLOK
$1.07B
$0 ﹤0.01%
1
– –
BND icon
1862
Vanguard Total Bond Market
BND
$158B
– –
-105
Closed -$9K
BOX icon
1863
Box
BOX
$4.6B
– –
-43
Closed -$1K
BPMC
1864
DELISTED
Blueprint Medicines
BPMC
$0 ﹤0.01%
1
-23
-96% -$2.14K
BSV icon
1865
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-85
Closed -$7K
BUSE icon
1866
First Busey Corp
BUSE
$2.56B
– –
-41
Closed -$1K
BVN icon
1867
Compañía de Minas Buenaventura
BVN
$8.67B
– –
-25
Closed –
BX icon
1868
Blackstone
BX
$110B
– –
-4,040
Closed -$392K
CARG icon
1869
CarGurus
CARG
$3.47B
– –
-352
Closed -$9K
CGBD icon
1870
Carlyle Secured Lending
CGBD
$758M
– –
-11,133
Closed -$147K
CHGG icon
1871
Chegg
CHGG
$102M
$0 ﹤0.01%
3
-4
-57% -$326
CNTY icon
1872
Century Casinos
CNTY
$34M
– –
-141
Closed -$2K
COHR icon
1873
Coherent
COHR
$74.2B
– –
-9
Closed -$1K
CPNG icon
1874
Coupang
CPNG
$29.2B
– –
-100
Closed -$4K
DCTH icon
1875
Delcath Systems
DCTH
$524M
$0 ﹤0.01%
9
– –
73 74
75
76 77

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.