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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTTR icon
1851
Select Water Solutions
WTTR
$2.61B
$0 ﹤0.01%
3
-695
-100% -$3.27K
XFLT
1852
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
– –
-900
Closed -$26K
ZWS icon
1853
Zurn Elkay Water Solutions
ZWS
$8.53B
$0 ﹤0.01%
27
– –
ASTH icon
1854
Astrana Health
ASTH
$1.77B
$0 ﹤0.01%
18
– –
TECX
1855
Tectonic Therapeutic
TECX
$606M
$0 ﹤0.01%
1
-4
-80% -$806
UCB
1856
United Community Banks
UCB
$4.28B
– –
-145
Closed -$2.61K
XIFR
1857
XPLR Infrastructure LP
XIFR
$1.08B
– –
-1,409
Closed -$72K
ZUO
1858
DELISTED
Zuora, Inc.
ZUO
$0 ﹤0.01%
36
– –
HIE
1859
DELISTED
Miller/Howard High Income Equity Fund
HIE
– –
-10,000
Closed -$63.4K
DCPH
1860
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$0 ﹤0.01%
7
– –
AYX
1861
DELISTED
Alteryx Inc
AYX
– –
-35
Closed -$6K
ARAV
1862
DELISTED
Aravive, Inc. Common Stock
ARAV
– –
-1,000
Closed -$12K
ORTX
1863
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-100
Closed -$6K
RPT
1864
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-303
Closed -$2K
HEP
1865
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-2,389
Closed -$35K
ITCL
1866
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
$0 ﹤0.01%
+1
New +$5
APRN
1867
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
6
– –
JPS
1868
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-6,000
Closed -$51K
MMP
1869
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-1,567
Closed -$68K
NEX
1870
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
+267
New +$647
ISEE
1871
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-2,000
Closed -$10K
BLU
1872
DELISTED
BELLUS Health Inc.
BLU
$0 ﹤0.01%
156
-1,000
-87% -$2.83K
APTO
1873
DELISTED
Aptose Biosciences, Inc.
APTO
– –
-2
Closed -$6K
ALBO
1874
DELISTED
Albireo Pharma Inc
ALBO
– –
-112
Closed -$3K
SJI
1875
DELISTED
South Jersey Industries, Inc.
SJI
– –
-104
Closed -$3K
73 74
75
76 77

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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.