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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SON icon
1851
Sonoco
SON
$5.74B
– –
-102
Closed -$6K
SPDW icon
1852
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
– –
-228
Closed -$7K
SPEM icon
1853
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-48
Closed -$2K
SPHQ icon
1854
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
– –
-104
Closed -$4K
SPLV icon
1855
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-24
Closed -$1K
SRPT icon
1856
Sarepta Therapeutics
SRPT
$1.77B
– –
-150
Closed -$19K
SRRK icon
1857
Scholar Rock
SRRK
$6.44B
$0 ﹤0.01%
+35
New +$471
SSNC icon
1858
SS&C Technologies
SSNC
$18.6B
– –
-62
Closed -$3.51K
SSYS icon
1859
Stratasys
SSYS
$774M
$0 ﹤0.01%
26
– –
STAG icon
1860
STAG Industrial
STAG
$7.19B
– –
-309
Closed -$10K
STLD icon
1861
Steel Dynamics
STLD
$37.6B
– –
-3
Closed –
SXT icon
1862
Sensient Technologies
SXT
$5.53B
$0 ﹤0.01%
5
– –
TCBI icon
1863
Texas Capital Bancshares
TCBI
$4.32B
$0 ﹤0.01%
12
-119
-91% -$5.52K
UBX
1864
DELISTED
Unity Biotechnology
UBX
$0 ﹤0.01%
4
– –
UIS icon
1865
Unisys
UIS
$217M
– –
-100
Closed -$1K
URBN icon
1866
Urban Outfitters
URBN
$6.59B
– –
-160
Closed -$4K
VFH icon
1867
Vanguard Financials ETF
VFH
$13.6B
– –
-600
Closed -$46K
VRE
1868
DELISTED
Veris Residential
VRE
– –
-157
Closed -$4K
VTV icon
1869
Vanguard Morningstar Value ETF
VTV
$191B
– –
-3,190
Closed -$382K
VUG icon
1870
Vanguard Morningstar Growth ETF
VUG
$231B
– –
-306
Closed -$9K
VVV icon
1871
Valvoline
VVV
$4.51B
$0 ﹤0.01%
38
-102
-73% -$1.95K
VXX icon
1872
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
– –
-31
Closed -$30K
VYM icon
1873
Vanguard High Dividend Yield ETF
VYM
$82.8B
– –
-769
Closed -$72K
VYX icon
1874
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
28
– –
WABC icon
1875
Westamerica Bancorp
WABC
$1.37B
– –
-172
Closed -$12K
73 74
75
76 77

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.