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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHX
1826
DELISTED
Athersys, Inc. Common Stock
ATHX
$1K ﹤0.01%
27
-29
-52% -$1.1K
SAIL
1827
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$1K ﹤0.01%
21
– –
APTS
1828
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1K ﹤0.01%
55
– –
JOBS
1829
DELISTED
51job Inc
JOBS
$1K ﹤0.01%
10
-39
-80% -$2.87K
RDS.B
1830
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1K ﹤0.01%
13
– –
BMTC
1831
DELISTED
Bryn Mawr Bank Corp
BMTC
$1K ﹤0.01%
31
+14
+82% +$565
PPD
1832
DELISTED
PPD, Inc. Common Stock
PPD
$1K ﹤0.01%
32
– –
TACO
1833
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$1K ﹤0.01%
126
– –
OIBR.C
1834
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1K ﹤0.01%
+1,290
New +$1.44K
HIBB
1835
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1K ﹤0.01%
10
– –
LAC
1836
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
+41
New +$721
AAL icon
1837
American Airlines Group
AAL
$10.6B
– –
-26
Closed -$1K
ACB
1838
Aurora Cannabis
ACB
$185M
$0 ﹤0.01%
2
– –
ACRE
1839
Ares Commercial Real Estate
ACRE
$270M
– –
-53
Closed -$1K
ADVM
1840
DELISTED
Adverum Biotechnologies
ADVM
– –
-41
Closed -$1K
AGS
1841
DELISTED
PlayAGS
AGS
– –
-195
Closed -$2K
AIV
1842
Aimco
AIV
$383M
$0 ﹤0.01%
1
-35
-97% -$241
AKBA icon
1843
Akebia Therapeutics
AKBA
$252M
– –
-207
Closed -$1K
AL
1844
DELISTED
Air Lease Corp
AL
$0 ﹤0.01%
12
– –
AMWL icon
1845
American Well
AMWL
$230M
– –
-1
Closed –
ATKR icon
1846
Atkore
ATKR
$3.16B
– –
-400
Closed -$28K
ATNI icon
1847
ATN International
ATNI
$492M
– –
-28
Closed -$1K
AUPH icon
1848
Aurinia Pharmaceuticals
AUPH
$2.11B
– –
-4,000
Closed -$52K
AVUV icon
1849
Avantis US Small Cap Value ETF
AVUV
$30.9B
$0 ﹤0.01%
1
-1
-50% -$74
BBN icon
1850
BlackRock Taxable Municipal Bond Trust
BBN
$986M
– –
-1,000
Closed -$26K
72 73
74
75 76

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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.