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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.74M
Cap. Flow %
-0.76%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Miscellaneous 56.11%
2 Financials 15.8%
3 Technology 11.57%
4 Healthcare 3.74%
5 Consumer Discretionary 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOO icon
1826
Steven Madden
SHOO
$3.25B
– –
-25
Closed -$1K
SPE
1827
Special Opportunities Fund
SPE
$145M
– –
-9,421
Closed -$111K
SRCE icon
1828
1st Source
SRCE
$2.06B
$0 ﹤0.01%
16
-40
-71% -$1.35K
SRDX
1829
DELISTED
Surmodics
SRDX
$0 ﹤0.01%
7
-15
-68% -$659
STRA icon
1830
Strategic Education
STRA
$1.7B
– –
-34
Closed -$5K
TAP icon
1831
Molson Coors Class B
TAP
$6.88B
$0 ﹤0.01%
14
– –
TBI
1832
Trueblue
TBI
$303M
$0 ﹤0.01%
+31
New +$478
TBPH icon
1833
Theravance Biopharma
TBPH
$884M
– –
-43
Closed -$1K
TLRY icon
1834
Tilray
TLRY
$594M
$0 ﹤0.01%
9
– –
TME icon
1835
Tencent Music
TME
$13.5B
$0 ﹤0.01%
+33
New +$515
TRMK icon
1836
Trustmark
TRMK
$2.67B
$0 ﹤0.01%
20
-68
-77% -$1.56K
TSLX icon
1837
Sixth Street Specialty
TSLX
$1.75B
– –
-5,000
Closed -$82K
TWO
1838
DELISTED
Two Harbors Investment
TWO
$0 ﹤0.01%
+16
New +$340
UBX
1839
DELISTED
Unity Biotechnology
UBX
$0 ﹤0.01%
4
– –
UPLD icon
1840
Upland Software
UPLD
$10.9M
– –
0
– –
AD
1841
Array Digital Infrastructure
AD
$3.06B
$0 ﹤0.01%
+16
New +$525
VAC icon
1842
Marriott Vacations Worldwide
VAC
$3.41B
$0 ﹤0.01%
1
– –
VHC icon
1843
VirnetX Holding Corp
VHC
$52.3M
– –
-5
Closed -$1K
VRNT
1844
DELISTED
Verint Systems
VRNT
– –
-265
Closed -$6K
VVX icon
1845
V2X
VVX
$2.29B
$0 ﹤0.01%
7
-26
-79% -$1.13K
VYX icon
1846
NCR Voyix
VYX
$1.02B
$0 ﹤0.01%
28
– –
WFC.PRL icon
1847
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.38B
– –
-84
Closed -$109K
WLKP icon
1848
Westlake Chemical Partners
WLKP
$754M
– –
-1,629
Closed -$31K
WLY icon
1849
John Wiley & Sons Class A
WLY
$2.38B
– –
-65
Closed -$3K
WSO icon
1850
Watsco Inc
WSO
$13.4B
$0 ﹤0.01%
+2
New +$451
72 73
74
75 76

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, down from 58% a quarter earlier, followed by Financials and Technology.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.