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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRB icon
1801
W.R. Berkley
WRB
$26.6B
$1K ﹤0.01%
45
– –
XYF
1802
X Financial
XYF
$204M
$1K ﹤0.01%
+187
New +$1.28K
YELP icon
1803
Yelp
YELP
$1.41B
$1K ﹤0.01%
29
– –
ZWS icon
1804
Zurn Elkay Water Solutions
ZWS
$8.53B
$1K ﹤0.01%
27
– –
PRKS icon
1805
United Parks & Resorts
PRKS
$2.12B
$1K ﹤0.01%
26
– –
QVCGA
1806
DELISTED
QVC Group Inc Series A
QVCGA
$1K ﹤0.01%
3
– –
TVRD
1807
Tvardi Therapeutics
TVRD
$23.4M
$1K ﹤0.01%
+2
New +$1K
NVRO
1808
DELISTED
NEVRO CORP.
NVRO
$1K ﹤0.01%
8
-3
-27% -$393
ZUO
1809
DELISTED
Zuora, Inc.
ZUO
$1K ﹤0.01%
36
– –
HTLF
1810
DELISTED
Heartland Financial USA, Inc.
HTLF
$1K ﹤0.01%
18
– –
B
1811
DELISTED
Barnes Group Inc.
B
$1K ﹤0.01%
+15
New +$714
SMAR
1812
DELISTED
Smartsheet Inc.
SMAR
$1K ﹤0.01%
10
– –
AGR
1813
DELISTED
Avangrid, Inc.
AGR
$1K ﹤0.01%
25
-67
-73% -$3.53K
SAVE
1814
DELISTED
Spirit Airlines, Inc.
SAVE
$1K ﹤0.01%
50
+15
+43% +$393
PRMW
1815
DELISTED
Primo Water Corporation
PRMW
$1K ﹤0.01%
62
– –
CERE
1816
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$1K ﹤0.01%
+50
New +$1.4K
SWAV
1817
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1K ﹤0.01%
4
– –
NGM
1818
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$1K ﹤0.01%
71
– –
VAPO
1819
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$1K ﹤0.01%
5
– –
NXGN
1820
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
50
– –
BLU
1821
DELISTED
BELLUS Health Inc.
BLU
$1K ﹤0.01%
156
– –
AQUA
1822
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$1K ﹤0.01%
28
– –
SJI
1823
DELISTED
South Jersey Industries, Inc.
SJI
$1K ﹤0.01%
49
– –
MNRL
1824
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$1K ﹤0.01%
64
– –
CCXI
1825
DELISTED
ChemoCentryx, Inc.
CCXI
$1K ﹤0.01%
+36
New +$561
71 72
73
74 75

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.