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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEVI icon
1801
Levi Strauss
LEVI
$9.39B
$0 ﹤0.01%
2
– –
LITE icon
1802
Lumentum
LITE
$69.3B
– –
-55
Closed -$4K
CYPH
1803
Cypherpunk Technologies Inc
CYPH
$73.3M
– –
-300
Closed -$6K
LX
1804
LexinFintech Holdings
LX
$241M
– –
-568
Closed -$6K
MBWM icon
1805
Mercantile Bank Corp
MBWM
$1.05B
– –
-123
Closed -$3K
MHK icon
1806
Mohawk Industries
MHK
$9.22B
$0 ﹤0.01%
5
– –
MRCC
1807
DELISTED
Monroe Capital Corp
MRCC
– –
-5,000
Closed -$34.2K
MRSN
1808
DELISTED
Mersana Therapeutics
MRSN
– –
-20
Closed -$12K
MRTN icon
1809
Marten Transport
MRTN
$1.22B
$0 ﹤0.01%
+28
New +$495
MSBI icon
1810
Midland States Bancorp
MSBI
$695M
– –
-68
Closed -$1K
MTN icon
1811
Vail Resorts
MTN
$5.3B
$0 ﹤0.01%
2
– –
MTW icon
1812
Manitowoc
MTW
$675M
$0 ﹤0.01%
3
– –
NAVI icon
1813
Navient
NAVI
$853M
– –
-291
Closed -$2K
NEU icon
1814
NewMarket
NEU
$8.18B
– –
-5
Closed -$2K
NTLA icon
1815
Intellia Therapeutics
NTLA
$1.67B
– –
-187
Closed -$4K
NWS icon
1816
News Corp Class B
NWS
$17.5B
$0 ﹤0.01%
8
– –
OII icon
1817
Oceaneering
OII
$4.77B
– –
-118
Closed -$1K
OVID icon
1818
Ovid Therapeutics
OVID
$491M
– –
-2,000
Closed -$15K
PAGP icon
1819
Plains GP Holdings
PAGP
$4.9B
– –
-690
Closed -$6K
PALI icon
1820
Palisade Bio
PALI
$367M
– –
0
– –
PFN
1821
PIMCO Income Strategy Fund II
PFN
$703M
– –
-7,000
Closed -$61K
PGRE
1822
DELISTED
Paramount Group
PGRE
– –
-152
Closed -$1K
PRF icon
1823
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-10,000
Closed -$217K
REX icon
1824
REX American Resources
REX
$1.41B
$0 ﹤0.01%
42
-12
-22% -$136
SHEN icon
1825
Shenandoah Telecom
SHEN
$746M
$0 ﹤0.01%
+11
New +$561
71 72
73
74 75

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.