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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRCY icon
1751
Mercury Systems
MRCY
$6.52B
$1K ﹤0.01%
+25
New +$1.39K
MTG icon
1752
MGIC Investment
MTG
$6.25B
$1K ﹤0.01%
94
– –
NIC icon
1753
Nicolet Bankshares
NIC
$3.62B
$1K ﹤0.01%
12
– –
NWN icon
1754
Northwest Natural Holdings
NWN
$2.12B
$1K ﹤0.01%
31
– –
OCFC icon
1755
OceanFirst Financial
OCFC
$1.91B
$1K ﹤0.01%
53
– –
IMDX
1756
Insight Molecular Diagnostics
IMDX
$156M
$1K ﹤0.01%
+10
New +$919
OPY icon
1757
Oppenheimer Holdings
OPY
$1.2B
$1K ﹤0.01%
13
– –
PAVE icon
1758
Global X US Infrastructure Development ETF
PAVE
$15.2B
$1K ﹤0.01%
52
– –
PB icon
1759
Prosperity Bancshares
PB
$8.89B
$1K ﹤0.01%
14
+4
+40% +$277
PCG icon
1760
PG&E
PCG
$38.5B
$1K ﹤0.01%
78
-447
-85% -$4.22K
PGRE
1761
DELISTED
Paramount Group
PGRE
$1K ﹤0.01%
+79
New +$732
PLOW icon
1762
Douglas Dynamics
PLOW
$1.02B
$1K ﹤0.01%
+16
New +$617
P
1763
Everpure Inc
P
$29.9B
$1K ﹤0.01%
37
-40
-52% -$883
HTT
1764
High Templar Tech Ltd
HTT
$391M
$1K ﹤0.01%
655
+627
+2,239% +$1.1K
RDN icon
1765
Radian Group
RDN
$4.93B
$1K ﹤0.01%
43
– –
REX icon
1766
REX American Resources
REX
$1.41B
$1K ﹤0.01%
42
– –
RL icon
1767
Ralph Lauren
RL
$23.6B
$1K ﹤0.01%
8
– –
RM icon
1768
Regional Management Corp
RM
$303M
$1K ﹤0.01%
19
– –
ROG icon
1769
Rogers Corp
ROG
$2.4B
$1K ﹤0.01%
+4
New +$787
RRX icon
1770
Regal Rexnord
RRX
$11.9B
$1K ﹤0.01%
6
– –
RYN icon
1771
Rayonier
RYN
$6.55B
$1K ﹤0.01%
35
– –
SAIC icon
1772
Saic
SAIC
$5.35B
$1K ﹤0.01%
14
-16
-53% -$1.37K
SANM icon
1773
Sanmina
SANM
$10.9B
$1K ﹤0.01%
32
– –
SB icon
1774
Safe Bulkers
SB
$774M
$1K ﹤0.01%
+265
New +$1.02K
SBS icon
1775
Sabesp
SBS
$18.7B
$1K ﹤0.01%
+871
New +$1.16K
69 70
71
72 73

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.