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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIK
1751
Credit Suisse Asset Management Income Fund
CIK
$134M
– –
-10,000
Closed -$27K
CLDT
1752
Chatham Lodging
CLDT
$586M
– –
-73
Closed –
CLDX icon
1753
Celldex Therapeutics
CLDX
$3.28B
– –
-1,618
Closed -$21K
CRUS icon
1754
Cirrus Logic
CRUS
$6.26B
– –
-8
Closed –
CTBI icon
1755
Community Trust Bancorp
CTBI
$1.41B
– –
-105
Closed -$3K
CUZ icon
1756
Cousins Properties
CUZ
$4.88B
$0 ﹤0.01%
16
– –
CVBF icon
1757
CVB Financial
CVBF
$3.99B
$0 ﹤0.01%
17
-28
-62% -$500
CVI icon
1758
CVR Energy
CVI
$3.13B
$0 ﹤0.01%
26
-61
-70% -$1.03K
DBL
1759
DoubleLine Opportunistic Credit Fund
DBL
$280M
– –
-1,500
Closed -$28K
DBVT
1760
DBV Technologies
DBVT
$847M
– –
-43
Closed -$2K
DDD icon
1761
3D Systems Corp
DDD
$613M
– –
-160
Closed -$1K
DHT icon
1762
DHT Holdings
DHT
$3.02B
$0 ﹤0.01%
+53
New +$293
DLX icon
1763
Deluxe
DLX
$1.15B
$0 ﹤0.01%
9
– –
DRIP icon
1764
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$114M
$0 ﹤0.01%
70
+63
+900% +$345K
DSU icon
1765
BlackRock Debt Strategies Fund
DSU
$597M
– –
-11,138
Closed -$110K
DXD icon
1766
ProShares UltraShort Dow 30
DXD
$38.2M
– –
-300
Closed -$28K
ECC
1767
Eagle Point Credit Company
ECC
$513M
– –
-1,000
Closed -$7.8K
ET icon
1768
Energy Transfer Partners
ET
$69.3B
– –
-4,731
Closed -$34K
EVF
1769
Eaton Vance Senior Income Trust
EVF
$90.5M
– –
-900
Closed -$5K
EVM
1770
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-3,000
Closed -$34.6K
EVN
1771
Eaton Vance Municipal Income Trust
EVN
$426M
– –
-6,000
Closed -$75K
FATE icon
1772
Fate Therapeutics
FATE
$326M
$0 ﹤0.01%
12
-500
-98% -$17.5K
FNF icon
1773
Fidelity National Financial
FNF
$13.5B
$0 ﹤0.01%
8
– –
FSP
1774
Franklin Street Properties
FSP
$46.8M
– –
-120
Closed -$1K
FSS icon
1775
Federal Signal
FSS
$7.83B
$0 ﹤0.01%
+17
New +$524
69 70
71
72 73

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.