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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOPE icon
1751
Hope Bancorp
HOPE
$1.79B
– –
-929
Closed -$14K
HP icon
1752
Helmerich & Payne
HP
$3.71B
– –
-8
Closed –
HRI icon
1753
Herc Holdings
HRI
$5.61B
$0 ﹤0.01%
4
-5
-56% -$182
HRTX icon
1754
Heron Therapeutics
HRTX
$92.9M
– –
-500
Closed -$12K
HSIC icon
1755
Henry Schein
HSIC
$9.82B
– –
-236
Closed -$15K
HTH icon
1756
Hilltop Holdings
HTH
$2.24B
– –
-60
Closed -$1K
HYI
1757
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-15,000
Closed -$235K
IBND icon
1758
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
– –
-15
Closed -$1K
ICFI icon
1759
ICF International
ICFI
$1.72B
– –
-12
Closed -$1K
IDLV icon
1760
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
– –
-18
Closed -$1K
BRSL
1761
Brightstar Lottery PLC
BRSL
$2.03B
$0 ﹤0.01%
+55
New +$627
IMTM icon
1762
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
– –
-31
Closed -$1K
IOVA icon
1763
Iovance Biotherapeutics
IOVA
$2.87B
– –
-500
Closed -$14K
IQLT icon
1764
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
– –
-50
Closed -$2K
ISD
1765
PGIM High Yield Bond Fund
ISD
$419M
– –
-6,000
Closed -$92K
ITUB icon
1766
Itaú Unibanco
ITUB
$87.5B
– –
-7,012
Closed -$47K
IUSB icon
1767
iShares Core Universal USD Bond ETF
IUSB
$43.1B
– –
-85
Closed -$4K
IVR icon
1768
Invesco Mortgage Capital
IVR
$805M
$0 ﹤0.01%
10
– –
JRI icon
1769
Nuveen Real Asset Income & Growth Fund
JRI
$352M
– –
-3,000
Closed -$55K
KELYA icon
1770
Kelly Services Class A
KELYA
$528M
– –
-48
Closed -$1K
KOP icon
1771
Koppers
KOP
$969M
– –
-515
Closed -$20K
LAMR icon
1772
Lamar Advertising Co
LAMR
$16.3B
– –
-37
Closed -$2.98K
LCTX icon
1773
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
29
– –
LEE icon
1774
Lee Enterprises
LEE
$182M
$0 ﹤0.01%
15
– –
LEG icon
1775
Leggett & Platt
LEG
$1.31B
$0 ﹤0.01%
14
– –
69 70
71
72 73

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.