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LC
Lindbrook Capital Portfolio holdings
AUM
$1.08B
1-Year Est. Return
10.14%
This Fund
S&P 500
This Quarter
Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
(-15%)
Cap. Flow
-$64.9M
Cap. Flow
% of AUM
-17%
Top 10 Holdings %
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
RPAR Risk Parity ETF
RPAR
|
+$2.94M |
| 2 |
Vanguard Total International Stock ETF
VXUS
|
+$906K |
| 3 |
ACR
ACRES Commercial Realty
ACR
|
+$578K |
| 4 |
NIO
NIO
|
+$216K |
| 5 |
BlackRock Science and Technology Trust
BST
|
+$194K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$13.1M |
| 2 |
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
|
+$11.7M |
| 3 |
NSL
NUVEEN SENIOR INCM FD
NSL
|
+$11.4M |
| 4 |
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
|
+$7.65M |
| 5 |
Apple
AAPL
|
+$4.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 45.17% |
| 2 | Financials | 19.62% |
| 3 | Technology | 13.42% |
| 4 | Consumer Discretionary | 4.48% |
| 5 | Healthcare | 4.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Dow Inc
DOW
$20.4B
| $195K | 0.05% |
3,380
+984
| +41% | +$60.2K |
|
152
KB Financial Group
KB
$45.4B
| $195K | 0.05% |
4,212
+118
| +3% | +$5.34K |
|
153
Teladoc Health
TDOC
$1.15B
| $191K | 0.05% |
1,504
-10
| -0.7% | -$1.46K |
|
154
Vanguard Morningstar Growth ETF
VUG
$234B
| $191K | 0.05% |
3,942
-2,418
| -38% | -$120K |
|
155
ConocoPhillips
COP
$150B
| $190K | 0.05% |
2,800
+62
| +2% | +$3.58K |
|
156
Target
TGT
$72.2B
| $190K | 0.05% |
830
+17
| +2% | +$4.26K |
|
157
Chunghwa Telecom
CHT
$35.8B
| $189K | 0.05% |
4,819
-72
| -1% | -$2.94K |
|
158
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
| $188K | 0.05% |
5,000
| – | – |
|
159
American Tower
AMT
$81.7B
| $187K | 0.05% |
706
+19
| +3% | +$5.42K |
|
|
160
BlackRock Science and Technology Trust
BST
$1.74B
| $187K | 0.05% |
+3,580
| New | +$194K |
|
161
Phillips 66
PSX
$102B
| $187K | 0.05% |
2,670
+3
| +0.1% | +$217 |
|
162
CSX Corp
CSX
$86.3B
| $186K | 0.05% |
6,257
-4
| -0.1% | -$128 |
|
163
Norfolk Southern
NSC
$70.5B
| $186K | 0.05% |
777
+4
| +0.5% | +$1.03K |
|
164
Chevron
CVX
$397B
| $184K | 0.05% |
1,812
+474
| +35% | +$47.3K |
|
|
MRCC
165
DELISTED
Monroe Capital Corp
MRCC
| $184K | 0.05% |
17,745
-255
| -1% | -$2.75K |
|
|
VEDL
166
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
| $184K | 0.05% |
12,014
+235
| +2% | +$3.69K |
|
167
Costco
COST
$399B
| $182K | 0.05% |
405
+10
| +3% | +$4.4K |
|
|
LAND
168
Gladstone Land Corp
LAND
$419M
| $182K | 0.05% |
8,000
+3,800
| +90% | +$88.6K |
|
169
Real REMAX Group Inc. Common Stock
REAX
$373M
| $182K | 0.05% |
9,770
| – | – |
|
170
Alaska Air
ALK
$4.68B
| $181K | 0.05% |
3,096
+19
| +0.6% | +$1.09K |
|
171
Philip Morris
PM
$296B
| $181K | 0.05% |
1,913
+49
| +3% | +$4.93K |
|
172
Sanofi
SNY
$102B
| $180K | 0.05% |
3,725
-30
| -0.8% | -$1.52K |
|
173
UBS Group
UBS
$151B
| $180K | 0.05% |
11,295
+353
| +3% | +$5.72K |
|
174
T. Rowe Price
TROW
$22.2B
| $175K | 0.05% |
888
+14
| +2% | +$2.95K |
|
175
Schwab Fundamental US Large Company Index ETF
FNDX
$28.4B
| $174K | 0.05% |
9,690
| – | – |
|
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Lindbrook Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, down from 50% a quarter earlier, followed by Financials and Technology.
Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.
- Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
- Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
- Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
- Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
- Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
- Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
- Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.
Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.