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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
151
Oaktree Specialty Lending
OCSL
$1.14B
$155K 0.04%
10,667
– –
AMP icon
152
Ameriprise Financial
AMP
$48.8B
$154K 0.04%
1,002
+44
+5% +$6.78K
VRTX icon
153
Vertex Pharmaceuticals
VRTX
$126B
$152K 0.04%
558
+64
+13% +$17.7K
SLF icon
154
Sun Life Financial
SLF
$45.4B
$150K 0.04%
3,673
+23
+0.6% +$930
WORK
155
DELISTED
Slack Technologies, Inc.
WORK
$150K 0.04%
5,594
+148
+3% +$4.35K
PSA icon
156
Public Storage
PSA
$61.3B
$147K 0.04%
660
+8
+1% +$1.64K
TM icon
157
Toyota
TM
$225B
$147K 0.04%
1,110
+4
+0.4% +$520
CHL
158
DELISTED
China Mobile Limited
CHL
$146K 0.04%
4,541
+617
+16% +$21.6K
CDNS icon
159
Cadence Design Systems
CDNS
$93.4B
$144K 0.04%
1,352
+4
+0.3% +$421
VRSN icon
160
VeriSign
VRSN
$26.6B
$142K 0.04%
693
-8
-1% -$1.65K
CTAS icon
161
Cintas
CTAS
$81.3B
$141K 0.04%
1,696
-356
-17% -$27.5K
SAP icon
162
SAP
SAP
$238B
$135K 0.04%
865
+212
+32% +$33.7K
PSX icon
163
Phillips 66
PSX
$81.4B
$134K 0.04%
2,577
-27
-1% -$1.65K
SMFG icon
164
Sumitomo Mitsui Financial
SMFG
$164B
$133K 0.04%
23,828
-31
-0.1% -$178
YUMC icon
165
Yum China
YUMC
$16.3B
$133K 0.04%
2,503
-332
-12% -$17.6K
CVX icon
166
Chevron
CVX
$366B
$132K 0.04%
1,835
-191
-9% -$16.1K
PTON icon
167
Peloton Interactive
PTON
$2.49B
$132K 0.04%
1,335
-1,300
-49% -$95.6K
AVGO icon
168
Broadcom
AVGO
$2.04T
$131K 0.04%
3,600
+1,420
+65% +$47.6K
TFC icon
169
Truist Financial
TFC
$64B
$131K 0.04%
3,455
+935
+37% +$35.2K
FNDX icon
170
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$125K 0.03%
9,690
– –
YUM icon
171
Yum! Brands
YUM
$41.1B
$125K 0.03%
1,364
-482
-26% -$44.4K
ADI icon
172
Analog Devices
ADI
$190B
$124K 0.03%
1,066
-39
-4% -$4.57K
COP icon
173
ConocoPhillips
COP
$141B
$124K 0.03%
3,763
-1,139
-23% -$43.2K
ING icon
174
ING
ING
$102B
$124K 0.03%
17,527
+106
+0.6% +$810
EXC icon
175
Exelon
EXC
$47B
$123K 0.03%
4,823
+3,543
+277% +$93.9K
5 6
7
8 9

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MW
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TAM
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SIA
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.