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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
151
Norfolk Southern
NSC
$75.1B
$177K 0.07%
983
-10
-1% -$1.84K
RELX icon
152
RELX
RELX
$62B
$177K 0.07%
7,451
+111
+2% +$2.65K
TRV icon
153
Travelers Companies
TRV
$80.2B
$177K 0.07%
1,192
-27
-2% -$4.01K
PNC icon
154
PNC Financial Services
PNC
$101B
$176K 0.07%
1,256
-72
-5% -$9.77K
BDJ icon
155
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$174K 0.07%
19,000
– –
XLG icon
156
Invesco S&P 500 Top 50 ETF
XLG
$11B
$174K 0.07%
+8,190
New +$174K
AVGO icon
157
Broadcom
AVGO
$2.04T
$173K 0.07%
6,280
-730
-10% -$20.8K
GLD icon
158
SPDR Gold Trust
GLD
$141B
$170K 0.06%
1,226
-100
-8% -$13.9K
LLY icon
159
Eli Lilly
LLY
$1.06T
$170K 0.06%
1,521
+68
+5% +$7.57K
SPGI icon
160
S&P Global
SPGI
$120B
$168K 0.06%
686
-8
-1% -$2K
TTE icon
161
TotalEnergies
TTE
$190B
$167K 0.06%
3,214
-1,374
-30% -$71.3K
ACN icon
162
Accenture
ACN
$108B
$166K 0.06%
861
+39
+5% +$7.55K
OCSL icon
163
Oaktree Specialty Lending
OCSL
$1.14B
$166K 0.06%
10,667
– –
LYFT icon
164
Lyft
LYFT
$6.63B
$165K 0.06%
+4,050
New +$221K
IWF icon
165
iShares Russell 1000 Growth ETF
IWF
$128B
$164K 0.06%
4,104
-1,564
-28% -$62.7K
CGBD icon
166
Carlyle Secured Lending
CGBD
$758M
$161K 0.06%
11,133
– –
HSBC icon
167
HSBC
HSBC
$356B
$161K 0.06%
4,218
-4,406
-51% -$171K
FIS icon
168
Fidelity National Information Services
FIS
$22.1B
$160K 0.06%
1,207
+203
+20% +$27K
DSU icon
169
BlackRock Debt Strategies Fund
DSU
$597M
$156K 0.06%
14,500
– –
BTI icon
170
British American Tobacco
BTI
$128B
$155K 0.06%
4,208
+525
+14% +$19.2K
CB icon
171
Chubb
CB
$135B
$151K 0.06%
938
-546
-37% -$84.5K
UBS icon
172
UBS Group
UBS
$176B
$149K 0.06%
13,163
+286
+2% +$3.22K
CHTR icon
173
Charter Communications
CHTR
$18.2B
$148K 0.06%
358
-3
-0.8% -$1.21K
UGI icon
174
UGI
UGI
$7.33B
$148K 0.06%
2,937
– –
WBK
175
DELISTED
Westpac Banking Corporation
WBK
$147K 0.06%
7,362
+4,002
+119% +$78.3K
5 6
7
8 9

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.