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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENTG icon
1701
Entegris
ENTG
$23.2B
$1K ﹤0.01%
6
– –
EPC icon
1702
Edgewell Personal Care
EPC
$1.31B
$1K ﹤0.01%
22
– –
ERIE icon
1703
Erie Indemnity
ERIE
$13.2B
$1K ﹤0.01%
+3
New +$543
ERII icon
1704
Energy Recovery
ERII
$443M
$1K ﹤0.01%
29
– –
ESLT icon
1705
Elbit Systems
ESLT
$40.3B
$1K ﹤0.01%
8
-6
-43% -$829
ESPO icon
1706
VanEck Video Gaming and eSports ETF
ESPO
$258M
$1K ﹤0.01%
10
– –
EVGO icon
1707
EVgo
EVGO
$229M
$1K ﹤0.01%
84
– –
EVOK
1708
DELISTED
Evoke Pharma
EVOK
$1K ﹤0.01%
7
– –
EVRI
1709
DELISTED
Everi Holdings
EVRI
$1K ﹤0.01%
60
– –
EWZ icon
1710
iShares MSCI Brazil ETF
EWZ
$8.95B
$1K ﹤0.01%
24
-2
-8% -$73
EXEL icon
1711
Exelixis
EXEL
$13.4B
$1K ﹤0.01%
37
-180
-83% -$3.34K
FAX
1712
abrdn Asia-Pacific Income Fund
FAX
$600M
$1K ﹤0.01%
24
– –
FBK icon
1713
FB Financial Corp
FBK
$3.04B
$1K ﹤0.01%
23
– –
FCBC icon
1714
First Community Bankshares
FCBC
$911M
$1K ﹤0.01%
20
– –
FHLC icon
1715
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$1K ﹤0.01%
20
– –
FIVN icon
1716
FIVE9
FIVN
$2.54B
$1K ﹤0.01%
9
-50
-85% -$9.12K
FNB icon
1717
FNB Corp
FNB
$6.75B
$1K ﹤0.01%
108
– –
FRO icon
1718
Frontline
FRO
$8.85B
$1K ﹤0.01%
108
– –
FROG icon
1719
JFrog
FROG
$10.8B
$1K ﹤0.01%
+18
New +$722
FWRD icon
1720
Forward Air
FWRD
$654M
$1K ﹤0.01%
10
– –
GEF icon
1721
Greif
GEF
$5.04B
$1K ﹤0.01%
9
– –
GH icon
1722
Guardant Health
GH
$22.6B
$1K ﹤0.01%
11
+6
+120% +$713
GHC icon
1723
Graham Holdings Company
GHC
$5.02B
$1K ﹤0.01%
2
– –
GLNG icon
1724
Golar LNG
GLNG
$5.13B
$1K ﹤0.01%
93
– –
GME icon
1725
GameStop
GME
$8.6B
$1K ﹤0.01%
28
– –
67 68
69
70 71

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.