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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARWR icon
1676
Arrowhead Research
ARWR
$12.4B
– –
-515
Closed -$33K
ATEC icon
1677
Alphatec Holdings
ATEC
$1.44B
– –
-4,000
Closed -$28K
ATI icon
1678
ATI
ATI
$31B
– –
-138
Closed -$3K
AUPH icon
1679
Aurinia Pharmaceuticals
AUPH
$2.11B
– –
-3,500
Closed -$71K
AVTR icon
1680
Avantor
AVTR
$9.19B
– –
-132
Closed -$2K
AXTA icon
1681
Axalta
AXTA
$8.17B
– –
-159
Closed -$5K
AZTA icon
1682
Azenta
AZTA
$1.48B
– –
-27
Closed -$1K
BANR icon
1683
Banner Corp
BANR
$2.4B
– –
-5
Closed –
BATRA icon
1684
Atlanta Braves Holdings Series A
BATRA
$3.43B
$0 ﹤0.01%
21
– –
BCRX icon
1685
BioCryst Pharmaceuticals
BCRX
$2.4B
$0 ﹤0.01%
+248
New +$683
BDJ icon
1686
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
– –
-8,000
Closed -$79K
BGC icon
1687
BGC Group
BGC
$4.89B
$0 ﹤0.01%
+183
New +$895
BHF icon
1688
Brighthouse Financial
BHF
$3.5B
$0 ﹤0.01%
3
– –
BJRI icon
1689
BJ's Restaurants
BJRI
$1.48B
$0 ﹤0.01%
25
– –
BLD
1690
DELISTED
TopBuild
BLD
$0 ﹤0.01%
4
– –
BOTZ icon
1691
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
– –
-1,700
Closed -$37K
BRX icon
1692
Brixmor Property Group
BRX
$9.32B
– –
-1,018
Closed -$22K
BTE icon
1693
Baytex Energy
BTE
$2.92B
– –
-2,255
Closed -$3K
BVN icon
1694
Compañía de Minas Buenaventura
BVN
$8.67B
– –
-624
Closed -$9K
BWX icon
1695
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-69
Closed -$2K
CALM icon
1696
Cal-Maine
CALM
$3.99B
– –
-55
Closed -$2K
CCIF
1697
Carlyle Credit Income Fund
CCIF
$60.2M
– –
-442
Closed -$5K
CCS icon
1698
Century Communities
CCS
$2.03B
– –
-79
Closed -$2.26K
CDE icon
1699
Coeur Mining
CDE
$17.9B
– –
-516
Closed -$4K
CHI
1700
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
– –
-10,127
Closed -$111K
66 67
68
69 70

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.