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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
1651
DELISTED
Umpqua Holdings Corp
UMPQ
$2K ﹤0.01%
115
+21
+22% +$402
VIVO
1652
DELISTED
Meridian Bioscience Inc
VIVO
$2K ﹤0.01%
124
-32
-21% -$638
LOPX
1653
DELISTED
Direxion Low Priced Stock ETF
LOPX
$2K ﹤0.01%
+250
New +$2.32K
CTT
1654
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$2K ﹤0.01%
157
– –
ACH
1655
DELISTED
Alum Corp of China Ltd
ACH
$2K ﹤0.01%
130
+59
+83% +$989
PBCT
1656
DELISTED
People's United Financial Inc
PBCT
$2K ﹤0.01%
116
+18
+18% +$292
STL
1657
DELISTED
Sterling Bancorp
STL
$2K ﹤0.01%
96
– –
AAP icon
1658
Advance Auto Parts
AAP
$3.49B
$1K ﹤0.01%
7
– –
ABM icon
1659
ABM Industries
ABM
$2.84B
$1K ﹤0.01%
28
– –
ACA icon
1660
Arcosa
ACA
$7.11B
$1K ﹤0.01%
+24
New +$1.24K
AIN icon
1661
Albany International
AIN
$1.78B
$1K ﹤0.01%
12
– –
AKR icon
1662
Acadia Realty Trust
AKR
$2.84B
$1K ﹤0.01%
32
– –
ALGM icon
1663
Allegro MicroSystems
ALGM
$8.16B
$1K ﹤0.01%
16
– –
OSG
1664
Octave Specialty Group
OSG
$222M
$1K ﹤0.01%
47
– –
AMCX icon
1665
AMC Global Media
AMCX
$489M
$1K ﹤0.01%
14
– –
AMED
1666
DELISTED
Amedisys
AMED
$1K ﹤0.01%
+8
New +$1.66K
AMPH icon
1667
Amphastar Pharmaceuticals
AMPH
$916M
$1K ﹤0.01%
42
– –
ANAB icon
1668
AnaptysBio
ANAB
$1.68B
$1K ﹤0.01%
42
– –
APLS
1669
DELISTED
Apellis Pharmaceuticals
APLS
$1K ﹤0.01%
38
– –
ARKF icon
1670
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
$1K ﹤0.01%
18
– –
ARMK icon
1671
Aramark
ARMK
$14.7B
$1K ﹤0.01%
+26
New +$643
ARWR icon
1672
Arrowhead Research
ARWR
$12.4B
$1K ﹤0.01%
+11
New +$712
ATI icon
1673
ATI
ATI
$31B
$1K ﹤0.01%
32
– –
AVA icon
1674
Avista
AVA
$3.24B
$1K ﹤0.01%
29
– –
BANF icon
1675
BancFirst
BANF
$3.8B
$1K ﹤0.01%
20
-115
-85% -$6.57K
65 66
67
68 69

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.