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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLK icon
1626
Westlake Corp
WLK
$9.9B
$2K ﹤0.01%
+20
New +$1.71K
WSBF icon
1627
Waterstone Financial
WSBF
$375M
$2K ﹤0.01%
118
– –
WWD icon
1628
Woodward
WWD
$21.4B
$2K ﹤0.01%
19
– –
XPRO icon
1629
Expro Ltd
XPRO
$1.91B
$2K ﹤0.01%
102
– –
YORW icon
1630
York Water
YORW
$514M
$2K ﹤0.01%
40
– –
ZG icon
1631
Zillow
ZG
$7.63B
$2K ﹤0.01%
22
+17
+340% +$1.73K
ASTH icon
1632
Astrana Health
ASTH
$1.77B
$2K ﹤0.01%
18
– –
VRN
1633
DELISTED
Veren
VRN
$2K ﹤0.01%
476
– –
HURA
1634
TuHURA Biosciences
HURA
$136M
$2K ﹤0.01%
1
-2
-67% -$5.25K
FLG
1635
Flagstar Bank National Association
FLG
$5.82B
$2K ﹤0.01%
48
+9
+23% +$327
EQC
1636
DELISTED
Equity Commonwealth
EQC
$2K ﹤0.01%
91
– –
SYRS
1637
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$2K ﹤0.01%
+51
New +$2.49K
RVNC
1638
DELISTED
Revance Therapeutics, Inc.
RVNC
$2K ﹤0.01%
88
– –
AIRC
1639
DELISTED
Apartment Income REIT Corp.
AIRC
$2K ﹤0.01%
36
– –
MDC
1640
DELISTED
M.D.C. Holdings, Inc.
MDC
$2K ﹤0.01%
43
-44
-51% -$2.23K
CSTR
1641
DELISTED
CapStar Financial Holdings, Inc
CSTR
$2K ﹤0.01%
+102
New +$2.14K
MRTX
1642
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2K ﹤0.01%
10
+7
+233% +$1.13K
NEWR
1643
DELISTED
New Relic, Inc.
NEWR
$2K ﹤0.01%
29
– –
RAD
1644
DELISTED
Rite Aid Corporation
RAD
$2K ﹤0.01%
111
– –
NATI
1645
DELISTED
National Instruments Corp
NATI
$2K ﹤0.01%
53
+31
+141% +$1.3K
RTL
1646
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$2K ﹤0.01%
190
– –
BKI
1647
DELISTED
Black Knight, Inc. Common Stock
BKI
$2K ﹤0.01%
32
-28
-47% -$2.15K
UNVR
1648
DELISTED
Univar Solutions Inc.
UNVR
$2K ﹤0.01%
63
+19
+43% +$449
VRAY
1649
DELISTED
ViewRay, Inc.
VRAY
$2K ﹤0.01%
257
– –
AIMC
1650
DELISTED
Altra Industrial Motion Corp
AIMC
$2K ﹤0.01%
40
– –
64 65
66
67 68

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.