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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEI
1601
Solaris Energy Infrastructure
SEI
$3.82B
$1K ﹤0.01%
102
– –
QVCGA
1602
DELISTED
QVC Group Inc Series A
QVCGA
$1K ﹤0.01%
3
+2
+200% +$714
ZUO
1603
DELISTED
Zuora, Inc.
ZUO
$1K ﹤0.01%
+119
New +$1.57K
CTLT
1604
DELISTED
CATALENT, INC.
CTLT
$1K ﹤0.01%
+16
New +$874
EGRX
1605
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$1K ﹤0.01%
+24
New +$1.2K
SLCA
1606
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
+483
New +$2.06K
EVBG
1607
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1K ﹤0.01%
10
– –
DCPH
1608
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$1K ﹤0.01%
+24
New +$1.33K
AEL
1609
DELISTED
American Equity Investment Life Holding Company
AEL
$1K ﹤0.01%
54
– –
NGM
1610
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$1K ﹤0.01%
71
-1
-1% -$16
CASA
1611
DELISTED
Casa Systems, Inc. Common Stock
CASA
$1K ﹤0.01%
239
-44
-16% -$159
CPE
1612
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
+102
New +$2.51K
RPT
1613
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
110
– –
VAPO
1614
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$1K ﹤0.01%
+5
New +$451
SGEN
1615
DELISTED
Seagen Inc. Common Stock
SGEN
$1K ﹤0.01%
+11
New +$1.22K
APRN
1616
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$1K ﹤0.01%
6
– –
NXGN
1617
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
50
– –
NEWR
1618
DELISTED
New Relic, Inc.
NEWR
$1K ﹤0.01%
+22
New +$1.28K
AVID
1619
DELISTED
Avid Technology Inc
AVID
$1K ﹤0.01%
+149
New +$1.18K
NATI
1620
DELISTED
National Instruments Corp
NATI
$1K ﹤0.01%
+34
New +$1.36K
NUVA
1621
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
+21
New +$1.41K
ATCO
1622
DELISTED
Atlas Corp.
ATCO
$1K ﹤0.01%
104
– –
AIMC
1623
DELISTED
Altra Industrial Motion Corp
AIMC
$1K ﹤0.01%
+40
New +$1.19K
EVOP
1624
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$1K ﹤0.01%
+65
New +$1.6K
SRNE
1625
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$1K ﹤0.01%
+347
New +$999
63 64
65
66 67

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.