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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPO icon
1576
Enpro
NPO
$7.05B
$2K ﹤0.01%
26
– –
NVAX icon
1577
Novavax
NVAX
$1.31B
$2K ﹤0.01%
+9
New +$1.98K
NX icon
1578
Quanex
NX
$1.01B
$2K ﹤0.01%
107
– –
OCCI
1579
OFS Credit Co
OCCI
$74.9M
$2K ﹤0.01%
152
+4
+3% +$50
OFG icon
1580
OFG Bancorp
OFG
$2.21B
$2K ﹤0.01%
76
– –
OGE icon
1581
OGE Energy
OGE
$9.71B
$2K ﹤0.01%
62
– –
OLED icon
1582
Universal Display
OLED
$4.19B
$2K ﹤0.01%
13
+4
+44% +$828
OMAB icon
1583
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
$2K ﹤0.01%
40
+5
+14% +$243
ORI icon
1584
Old Republic International
ORI
$10.4B
$2K ﹤0.01%
106
– –
OSUR icon
1585
OraSure Technologies
OSUR
$279M
$2K ﹤0.01%
159
– –
OTTR icon
1586
Otter Tail
OTTR
$3.94B
$2K ﹤0.01%
40
– –
PFBC icon
1587
Preferred Bank
PFBC
$1.25B
$2K ﹤0.01%
30
– –
PKG icon
1588
Packaging Corp of America
PKG
$22.8B
$2K ﹤0.01%
16
– –
PRI icon
1589
Primerica
PRI
$9.89B
$2K ﹤0.01%
16
– –
PRLB icon
1590
Protolabs
PRLB
$2.13B
$2K ﹤0.01%
+27
New +$2.11K
PZZA icon
1591
Papa John's
PZZA
$806M
$2K ﹤0.01%
17
– –
RCUS icon
1592
Arcus Biosciences
RCUS
$3.64B
$2K ﹤0.01%
50
– –
REZI icon
1593
Resideo Technologies
REZI
$3.95B
$2K ﹤0.01%
65
– –
RLI icon
1594
RLI Corp
RLI
$5.89B
$2K ﹤0.01%
30
– –
RMR icon
1595
The RMR Group
RMR
$332M
$2K ﹤0.01%
69
– –
RNG icon
1596
RingCentral
RNG
$5.28B
$2K ﹤0.01%
8
-109
-93% -$27.6K
SAGE
1597
DELISTED
Sage Therapeutics
SAGE
$2K ﹤0.01%
55
+15
+38% +$688
SBSW icon
1598
Sibanye-Stillwater
SBSW
$7.53B
$2K ﹤0.01%
+154
New +$2.4K
SCS
1599
DELISTED
Steelcase
SCS
$2K ﹤0.01%
133
– –
SEM
1600
DELISTED
Select Medical
SEM
$2K ﹤0.01%
113
– –
62 63
64
65 66

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.