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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRQ
1576
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-644
Closed -$3K
VAL
1577
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-65,375
Closed -$314K
CHK
1578
DELISTED
Chesapeake Energy Corporation
CHK
– –
-5
Closed -$1K
TGE
1579
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-1,760
Closed -$35K
HABT
1580
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
– –
-700
Closed -$6K
CPL
1581
DELISTED
CPFL Energia S.A.
CPL
– –
-103
Closed -$2K
ARQL
1582
DELISTED
Arqule Inc
ARQL
– –
-4,000
Closed -$29K
GWR
1583
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-50
Closed -$5.56K
STI
1584
DELISTED
SunTrust Banks, Inc.
STI
– –
-1,904
Closed -$131K
SEMG
1585
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-1,231
Closed -$20K
VIAB
1586
DELISTED
Viacom Inc. Class B
VIAB
– –
-227
Closed -$5K
CJ
1587
DELISTED
C&J Energy Services, Inc.
CJ
– –
-1,343
Closed -$14K
MDSO
1588
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-9
Closed -$1K
VSM
1589
DELISTED
Versum Materials, Inc.
VSM
– –
-59
Closed -$3K
AABA
1590
DELISTED
Altaba Inc
AABA
– –
-970
Closed -$19K
ARE.PRD
1591
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
– –
-1,500
Closed -$58K
BID
1592
DELISTED
Sotheby's
BID
– –
-179
Closed -$10K
BT
1593
DELISTED
BT Group plc (ADR)
BT
– –
-4,124
Closed -$45K
EBIX
1594
DELISTED
Ebix Inc
EBIX
$0 ﹤0.01%
+13
New +$480
PEI
1595
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$0 ﹤0.01%
1
– –
CELG
1596
DELISTED
Celgene Corp
CELG
– –
-829
Closed -$82K
AZPN
1597
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-39
Closed -$5K
60 61 62 63
64

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MW
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TAM
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.