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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROX icon
1551
Tronox
TROX
$1.04B
– –
-749
Closed -$6K
TTI icon
1552
TETRA Technologies
TTI
$1.26B
– –
-1,444
Closed -$3K
UBER icon
1553
Uber
UBER
$153B
– –
-59
Closed -$2K
UBX
1554
DELISTED
Unity Biotechnology
UBX
$0 ﹤0.01%
4
– –
VNO icon
1555
Vornado Realty Trust
VNO
$7.38B
$0 ﹤0.01%
7
– –
ZVRA icon
1556
Zevra Therapeutics
ZVRA
$686M
– –
-250
Closed -$3K
ONC
1557
BeOne Medicines Ltd
ONC
$39.4B
– –
-55
Closed -$7K
QVCGA
1558
DELISTED
QVC Group Inc Series A
QVCGA
$0 ﹤0.01%
1
– –
ZUO
1559
DELISTED
Zuora, Inc.
ZUO
– –
-175
Closed -$2.56K
SCWX
1560
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
– –
-40
Closed -$1K
LL
1561
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-300
Closed -$2.81K
SLCA
1562
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-537
Closed -$5K
EIGR
1563
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-117
Closed -$36K
VRTV
1564
DELISTED
VERITIV CORPORATION
VRTV
– –
-1
Closed –
APRN
1565
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
6
– –
RETA
1566
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-400
Closed -$32K
GBT
1567
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-700
Closed -$34K
WBT
1568
DELISTED
Welbilt, Inc.
WBT
$0 ﹤0.01%
14
– –
CDK
1569
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
RVI
1570
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
87
– –
PCI
1571
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-4,450
Closed -$109K
LORL
1572
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-113
Closed -$5K
RP
1573
DELISTED
RealPage, Inc.
RP
– –
-30
Closed -$2K
VER
1574
DELISTED
VEREIT, Inc.
VER
– –
-83
Closed -$3.98K
HTZ
1575
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
13
– –
60 61 62
63
64

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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.