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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQC
1551
DELISTED
Equity Commonwealth
EQC
– –
-29
Closed –
SASR
1552
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-85
Closed -$2K
KAMN
1553
DELISTED
Kaman Corp
KAMN
– –
-63
Closed -$4K
CPE
1554
DELISTED
Callon Petroleum Company
CPE
– –
-90
Closed -$5K
VRTV
1555
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
ITCL
1556
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
– –
-352
Closed -$4K
BBBY
1557
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-278
Closed -$3K
ATNX
1558
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
-200
Closed -$79K
VIVO
1559
DELISTED
Meridian Bioscience Inc
VIVO
– –
-110
Closed -$1K
SWIR
1560
DELISTED
Sierra Wireless
SWIR
– –
-866
Closed -$10K
ABMD
1561
DELISTED
Abiomed Inc
ABMD
– –
-3
Closed –
CLR
1562
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-27
Closed -$1K
AVLR
1563
DELISTED
Avalara, Inc.
AVLR
– –
-200
Closed -$14K
POLY
1564
DELISTED
Plantronics, Inc.
POLY
– –
-46
Closed -$1K
WBT
1565
DELISTED
Welbilt, Inc.
WBT
$0 ﹤0.01%
14
– –
MIC
1566
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-46
Closed -$1K
CDK
1567
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
AFI
1568
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-92
Closed –
RVI
1569
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
87
– –
CPLG
1570
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-106
Closed -$1K
RDS.B
1571
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-245
Closed -$16K
PRAH
1572
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-12
Closed -$1K
FFG
1573
DELISTED
FBL Financial Group
FFG
– –
-63
Closed -$4K
TCO
1574
DELISTED
Taubman Centers Inc.
TCO
– –
-160
Closed -$6K
HTZ
1575
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
13
– –
60 61 62
63
64

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.