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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAF icon
1526
First American
FAF
$7.58B
$2K ﹤0.01%
24
– –
FATE icon
1527
Fate Therapeutics
FATE
$326M
$2K ﹤0.01%
36
– –
FBP icon
1528
First Bancorp
FBP
$4.38B
$2K ﹤0.01%
164
– –
FCF icon
1529
First Commonwealth Financial
FCF
$2.17B
$2K ﹤0.01%
124
– –
FDVV icon
1530
Fidelity High Dividend ETF
FDVV
$10.4B
$2K ﹤0.01%
50
– –
FFWM
1531
DELISTED
First Foundation Inc
FFWM
$2K ﹤0.01%
95
– –
FHB icon
1532
First Hawaiian
FHB
$3.35B
$2K ﹤0.01%
67
– –
FHI icon
1533
Federated Hermes
FHI
$4.72B
$2K ﹤0.01%
54
– –
FL
1534
DELISTED
Foot Locker
FL
$2K ﹤0.01%
40
– –
FLO icon
1535
Flowers Foods
FLO
$1.57B
$2K ﹤0.01%
68
-121
-64% -$2.87K
FLS icon
1536
Flowserve
FLS
$10.2B
$2K ﹤0.01%
62
– –
FORM icon
1537
FormFactor
FORM
$9.17B
$2K ﹤0.01%
+43
New +$1.6K
GABC icon
1538
German American Bancorp
GABC
$1.9B
$2K ﹤0.01%
58
– –
GATX icon
1539
GATX Corp
GATX
$6.27B
$2K ﹤0.01%
17
– –
GDEN
1540
DELISTED
Golden Entertainment
GDEN
$2K ﹤0.01%
44
– –
GERN icon
1541
Geron
GERN
$949M
$2K ﹤0.01%
1,391
-548
-28% -$731
HALO icon
1542
Halozyme
HALO
$12.2B
$2K ﹤0.01%
43
– –
HCI icon
1543
HCI Group
HCI
$2.41B
$2K ﹤0.01%
+18
New +$1.88K
HE icon
1544
Hawaiian Electric Industries
HE
$2.14B
$2K ﹤0.01%
59
– –
HQY icon
1545
HealthEquity
HQY
$8.75B
$2K ﹤0.01%
29
+5
+21% +$347
HRL icon
1546
Hormel Foods
HRL
$13.8B
$2K ﹤0.01%
38
-524
-93% -$23.6K
HSIC icon
1547
Henry Schein
HSIC
$9.82B
$2K ﹤0.01%
21
– –
HTBK
1548
DELISTED
Heritage Commerce
HTBK
$2K ﹤0.01%
203
– –
ICLN icon
1549
iShares Global Clean Energy ETF
ICLN
$2.4B
$2K ﹤0.01%
100
– –
IEMG icon
1550
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2K ﹤0.01%
25
-372
-94% -$23.7K
60 61
62
63 64

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.