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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
1501
Carnival Corporation Ltd
CCL
$39.7B
– –
-57
Closed -$2K
CGC
1502
Canopy Growth
CGC
$410M
– –
-212
Closed -$42.1K
CIEN icon
1503
Ciena
CIEN
$58.4B
– –
-129
Closed -$5K
CLF icon
1504
Cleveland-Cliffs
CLF
$6.99B
– –
-1,035
Closed -$7K
CNDT icon
1505
Conduent
CNDT
$264M
– –
-59
Closed –
CRON
1506
Cronos Group
CRON
$1.14B
– –
-4,500
Closed -$41K
CRSP icon
1507
CRISPR Therapeutics
CRSP
$5.17B
– –
-55
Closed -$2K
CTRA
1508
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
20
– –
CUBI icon
1509
Customers Bancorp
CUBI
$2.77B
– –
-481
Closed -$10K
CVEO icon
1510
Civeo
CVEO
$318M
$0 ﹤0.01%
28
– –
DDD icon
1511
3D Systems Corp
DDD
$613M
$0 ﹤0.01%
48
– –
DRIP icon
1512
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$114M
$0 ﹤0.01%
84
– –
ERIE icon
1513
Erie Indemnity
ERIE
$13.2B
– –
-6
Closed -$1K
FFC
1514
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
– –
-2,600
Closed -$54K
GBDC icon
1515
Golub Capital BDC
GBDC
$3.42B
– –
-135
Closed -$2K
HBI
1516
DELISTED
Hanesbrands
HBI
– –
-610
Closed -$9K
HP icon
1517
Helmerich & Payne
HP
$3.71B
$0 ﹤0.01%
8
-37
-82% -$1.48K
HRI icon
1518
Herc Holdings
HRI
$5.61B
$0 ﹤0.01%
9
– –
HUBS icon
1519
HubSpot
HUBS
$10.5B
– –
-100
Closed -$15K
HXL icon
1520
Hexcel
HXL
$7.82B
– –
-34
Closed -$3K
IGM icon
1521
iShares Expanded Tech Sector ETF
IGM
$10.7B
– –
-60
Closed -$2K
IVZ icon
1522
Invesco
IVZ
$13.9B
– –
-272
Closed -$5K
JOUT icon
1523
Johnson Outdoors
JOUT
$505M
– –
-18
Closed -$1K
KALV
1524
DELISTED
KalVista Pharmaceuticals
KALV
– –
-1,250
Closed -$15K
LCTX icon
1525
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
29
– –
59 60
61
62 63

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.