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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTB icon
1501
Bank of N.T. Butterfield & Son
NTB
$2.45B
$0 ﹤0.01%
15
– –
NVEE
1502
DELISTED
NV5 Global
NVEE
– –
-1,000
Closed -$20K
NWS icon
1503
News Corp Class B
NWS
$17.5B
$0 ﹤0.01%
8
– –
OCFC icon
1504
OceanFirst Financial
OCFC
$1.91B
– –
-174
Closed -$4K
ODP
1505
DELISTED
ODP
ODP
$0 ﹤0.01%
15
– –
OLN icon
1506
Olin
OLN
$2.12B
– –
-93
Closed -$2K
ACH
1507
Accendra Health
ACH
$214M
– –
-184
Closed –
OPI
1508
DELISTED
Office Properties Income Trust
OPI
– –
-36
Closed –
PALI icon
1509
Palisade Bio
PALI
$367M
– –
0
– –
PCK
1510
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-6,000
Closed -$59.4K
PNFP icon
1511
Pinnacle Financial Partners Inc
PNFP
$15.8B
– –
-14
Closed –
PTEN icon
1512
Patterson-UTI
PTEN
$3.76B
– –
-423
Closed -$4K
PVH icon
1513
PVH
PVH
$4.04B
– –
-41
Closed -$3K
R icon
1514
Ryder
R
$10.1B
– –
-257
Closed -$14K
RBCAA icon
1515
Republic Bancorp
RBCAA
$1.95B
– –
-48
Closed -$2K
RCUS icon
1516
Arcus Biosciences
RCUS
$3.64B
$0 ﹤0.01%
50
– –
RDIV icon
1517
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-993
Closed -$37K
REM icon
1518
iShares Mortgage Real Estate ETF
REM
$548M
– –
-271
Closed -$11K
RGR icon
1519
Sturm, Ruger & Co
RGR
$593M
– –
-39
Closed -$2K
RMR icon
1520
The RMR Group
RMR
$332M
– –
-21
Closed –
SAH icon
1521
Sonic Automotive
SAH
$2.61B
$0 ﹤0.01%
10
– –
SFBS
1522
ServisFirst Bancshares
SFBS
$4.86B
– –
-40
Closed -$1K
SFL icon
1523
SFL Corp
SFL
$1.61B
– –
-87
Closed -$1K
SLG icon
1524
SL Green Realty
SLG
$3.99B
– –
-117
Closed -$9K
SLNO
1525
DELISTED
Soleno Therapeutics
SLNO
– –
-733
Closed -$30K
59 60
61
62 63

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.