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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWB
1476
DELISTED
Great Western Bancorp, Inc.
GWB
$3K ﹤0.01%
106
– –
COR
1477
DELISTED
Coresite Realty Corporation
COR
$3K ﹤0.01%
24
– –
TRIL
1478
DELISTED
Trillium Therapeutics Inc.
TRIL
$3K ﹤0.01%
+144
New +$1.68K
SWI
1479
DELISTED
SolarWinds Corporation Common Stock
SWI
$3K ﹤0.01%
177
-158
-47% -$2.92K
NLSN
1480
DELISTED
Nielsen Holdings plc
NLSN
$3K ﹤0.01%
156
– –
SBNY
1481
DELISTED
Signature Bank
SBNY
$3K ﹤0.01%
10
– –
REV
1482
DELISTED
Revlon, Inc.
REV
$3K ﹤0.01%
256
– –
OZON
1483
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$3K ﹤0.01%
65
– –
WBK
1484
DELISTED
Westpac Banking Corporation
WBK
$3K ﹤0.01%
166
– –
BBL
1485
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3K ﹤0.01%
50
– –
AAT
1486
American Assets Trust
AAT
$1.4B
$2K ﹤0.01%
60
– –
ACAD icon
1487
Acadia Pharmaceuticals
ACAD
$5.03B
$2K ﹤0.01%
+99
New +$1.91K
AES icon
1488
AES
AES
$10.5B
$2K ﹤0.01%
73
– –
ALV icon
1489
Autoliv
ALV
$9B
$2K ﹤0.01%
26
– –
AMH icon
1490
American Homes 4 Rent
AMH
$12.5B
$2K ﹤0.01%
65
– –
AMRX icon
1491
Amneal Pharmaceuticals
AMRX
$5.79B
$2K ﹤0.01%
426
– –
ARKK icon
1492
ARK Innovation ETF
ARKK
$6.31B
$2K ﹤0.01%
+20
New +$2.41K
ARRY icon
1493
Array Technologies
ARRY
$855M
$2K ﹤0.01%
95
+62
+188% +$1.03K
ASIX icon
1494
AdvanSix
ASIX
$444M
$2K ﹤0.01%
57
– –
CVSA
1495
Covista Inc
CVSA
$4.8B
$2K ﹤0.01%
41
– –
OPTU
1496
Optimum Communications Inc
OPTU
$301M
$2K ﹤0.01%
79
-42
-35% -$1.22K
AVNT icon
1497
Avient
AVNT
$4.19B
$2K ﹤0.01%
38
– –
BAP icon
1498
Credicorp
BAP
$30.7B
$2K ﹤0.01%
15
+8
+114% +$872
BARK icon
1499
BARK
BARK
$101M
$2K ﹤0.01%
18
– –
BATRK icon
1500
Atlanta Braves Holdings Series B
BATRK
$3.21B
$2K ﹤0.01%
76
– –
58 59
60
61 62

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.