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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOG
1476
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
63
– –
CUB
1477
DELISTED
Cubic Corporation
CUB
$1K ﹤0.01%
+20
New +$1.35K
GWPH
1478
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1K ﹤0.01%
7
-318
-98% -$35.7K
WDR
1479
DELISTED
Waddell & Reed Financial, Inc.
WDR
$1K ﹤0.01%
49
-71
-59% -$1.16K
EGOV
1480
DELISTED
NIC Inc
EGOV
$1K ﹤0.01%
57
– –
QEP
1481
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
+167
New +$582
HDS
1482
DELISTED
HD Supply Holdings, Inc.
HDS
$1K ﹤0.01%
37
– –
DNKN
1483
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1K ﹤0.01%
9
– –
LVGO
1484
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$1K ﹤0.01%
+27
New +$646
IBKC
1485
DELISTED
IBERIABANK Corp
IBKC
$1K ﹤0.01%
9
– –
S
1486
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
+199
New +$1.17K
CRC
1487
DELISTED
California Resources Corporation
CRC
$1K ﹤0.01%
117
+107
+1,070% +$867
OIBR.C
1488
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1K ﹤0.01%
+1,359
New +$1.48K
DISH
1489
DELISTED
DISH Network Corp.
DISH
$1K ﹤0.01%
21
– –
AAWW
1490
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
+29
New +$724
REV
1491
DELISTED
Revlon, Inc.
REV
$1K ﹤0.01%
52
– –
DCOM
1492
DELISTED
Dime Community Bancshares
DCOM
$1K ﹤0.01%
36
– –
ADVM
1493
DELISTED
Adverum Biotechnologies
ADVM
– –
-300
Closed -$16K
AEO icon
1494
American Eagle Outfitters
AEO
$3.01B
$0 ﹤0.01%
30
– –
ALDX icon
1495
Aldeyra Therapeutics
ALDX
$93.5M
– –
-3,000
Closed -$16K
ALEX
1496
DELISTED
Alexander & Baldwin
ALEX
$0 ﹤0.01%
7
-116
-94% -$2.63K
BANR icon
1497
Banner Corp
BANR
$2.4B
$0 ﹤0.01%
5
-21
-81% -$1.16K
BGSF icon
1498
BGSF Inc
BGSF
$60M
– –
-24
Closed –
BHF icon
1499
Brighthouse Financial
BHF
$3.5B
$0 ﹤0.01%
3
– –
BLD
1500
DELISTED
TopBuild
BLD
$0 ﹤0.01%
4
– –
58 59
60
61 62

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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.