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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
1476
JetBlue
JBLU
$2.29B
– –
-217
Closed -$4K
JNPR
1477
DELISTED
Juniper Networks
JNPR
– –
-33
Closed –
KAI icon
1478
Kadant
KAI
$3.99B
– –
-12
Closed -$1K
KOF icon
1479
Coca-Cola Femsa
KOF
$23.2B
– –
-108
Closed -$6K
KT icon
1480
KT
KT
$8.81B
– –
-324
Closed -$4K
KYN icon
1481
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
– –
-100
Closed -$1K
LCII icon
1482
LCI Industries
LCII
$2.65B
– –
-39
Closed -$3K
LCTX icon
1483
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
29
– –
LEE icon
1484
Lee Enterprises
LEE
$182M
$0 ﹤0.01%
15
– –
LEN.B icon
1485
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
– –
LPL icon
1486
LG Display
LPL
$3.3B
– –
-1,089
Closed -$8K
CYPH
1487
Cypherpunk Technologies Inc
CYPH
$73.3M
– –
-150
Closed -$2K
LSTR icon
1488
Landstar System
LSTR
$6.21B
– –
-45
Closed -$4K
MBI icon
1489
MBIA
MBI
$260M
– –
-399
Closed -$3K
MGTX icon
1490
MeiraGTx Holdings
MGTX
$1.21B
– –
-500
Closed -$13K
MIDD icon
1491
Middleby
MIDD
$6.08B
$0 ﹤0.01%
4
-30
-88% -$3.68K
MKTX icon
1492
MarketAxess Holdings
MKTX
$5.72B
– –
-6
Closed -$1K
MOMO
1493
Hello Group
MOMO
$866M
– –
-238
Closed -$8K
MTW icon
1494
Manitowoc
MTW
$675M
$0 ﹤0.01%
3
– –
NAT icon
1495
Nordic American Tanker
NAT
$1.37B
– –
-1,461
Closed -$3K
NBR icon
1496
Nabors Industries
NBR
$1.21B
– –
-166
Closed -$24K
NCNA
1497
NuCana
NCNA
$6.12M
– –
0
– -$15K
NERV icon
1498
Minerva Neurosciences
NERV
$199M
– –
-250
Closed -$11K
NFG icon
1499
National Fuel Gas
NFG
$7.65B
– –
-39
Closed -$2K
NPK icon
1500
National Presto Industries
NPK
$989M
– –
-6
Closed –
58 59
60
61 62

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.