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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
126
ResMed
RMD
$30.7B
$246K 0.06%
934
+5
+0.5% +$1.37K
BABA icon
127
Alibaba
BABA
$308B
$243K 0.06%
1,642
+140
+9% +$25.5K
LYFT icon
128
Lyft
LYFT
$6.63B
$239K 0.06%
4,457
+40
+0.9% +$2.12K
UMC icon
129
United Microelectronic
UMC
$46.9B
$239K 0.06%
20,946
+331
+2% +$3.55K
EXC icon
130
Exelon
EXC
$47B
$232K 0.06%
6,734
+9
+0.1% +$308
TM icon
131
Toyota
TM
$225B
$228K 0.06%
1,283
+37
+3% +$6.61K
INTU icon
132
Intuit
INTU
$89B
$220K 0.06%
407
+10
+3% +$5.39K
SE icon
133
Sea Limited
SE
$69.5B
$220K 0.06%
689
+25
+4% +$7.67K
O icon
134
Realty Income
O
$59.1B
$219K 0.06%
3,479
+52
+2% +$3.51K
LOW icon
135
Lowe's Companies
LOW
$125B
$216K 0.06%
1,064
+31
+3% +$6.18K
AWK icon
136
American Water Works
AWK
$26.9B
$215K 0.06%
1,274
-10
-0.8% -$1.75K
TEF
137
DELISTED
Telefonica
TEF
$214K 0.06%
48,810
+1,785
+4% +$7.93K
BMO icon
138
Bank of Montreal
BMO
$127B
$211K 0.06%
2,120
+101
+5% +$10.2K
ABNB icon
139
Airbnb
ABNB
$107B
$210K 0.06%
1,252
+40
+3% +$6.11K
CDNS icon
140
Cadence Design Systems
CDNS
$93.4B
$208K 0.05%
1,375
+15
+1% +$2.29K
ANET icon
141
Arista Networks
ANET
$238B
$207K 0.05%
9,616
+400
+4% +$9.17K
SLF icon
142
Sun Life Financial
SLF
$45.4B
$207K 0.05%
4,024
+192
+5% +$9.88K
SPGI icon
143
S&P Global
SPGI
$120B
$207K 0.05%
488
+8
+2% +$3.47K
MCA
144
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$207K 0.05%
13,000
-1,300
-9% -$20.7K
PSA icon
145
Public Storage
PSA
$61.3B
$206K 0.05%
694
+6
+0.9% +$1.88K
CEV
146
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$204K 0.05%
15,000
– –
T icon
147
AT&T
T
$163B
$199K 0.05%
9,754
-5,864
-38% -$123K
IBN icon
148
ICICI Bank
IBN
$108B
$197K 0.05%
10,463
+783
+8% +$14.7K
SOXX icon
149
iShares Semiconductor ETF
SOXX
$48.7B
$197K 0.05%
1,323
+225
+20% +$34.2K
AMAT icon
150
Applied Materials
AMAT
$428B
$196K 0.05%
1,519
+227
+18% +$30.8K
4 5
6
7 8

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.