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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
126
Honeywell
HON
$78B
$199K 0.05%
1,281
+62
+5% +$9.21K
UBS icon
127
UBS Group
UBS
$176B
$195K 0.05%
17,526
+53
+0.3% +$635
BAC.PRL icon
128
Bank of America Series L
BAC.PRL
$3.99B
$189K 0.05%
127
+7
+6% +$10.3K
AWK icon
129
American Water Works
AWK
$26.9B
$188K 0.05%
1,296
-94
-7% -$13.3K
MCA
130
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$187K 0.05%
+13,000
New +$190K
DEO icon
131
Diageo
DEO
$53.6B
$186K 0.05%
1,353
-17
-1% -$2.34K
LOW icon
132
Lowe's Companies
LOW
$125B
$185K 0.05%
1,114
+320
+40% +$49.3K
QCOM icon
133
Qualcomm
QCOM
$176B
$184K 0.05%
1,564
-399
-20% -$42.6K
CVS icon
134
CVS Health
CVS
$122B
$178K 0.05%
3,046
-311
-9% -$19.4K
XYZ
135
Block Inc
XYZ
$47.5B
$178K 0.05%
1,092
+53
+5% +$7.48K
UN
136
DELISTED
Unilever NV New York Registry Shares
UN
$176K 0.05%
2,910
+108
+4% +$6.26K
CAT icon
137
Caterpillar
CAT
$387B
$175K 0.05%
1,176
+29
+3% +$4.07K
SNY icon
138
Sanofi
SNY
$104B
$175K 0.05%
3,485
-26
-0.7% -$1.34K
SNPS icon
139
Synopsys
SNPS
$79.7B
$174K 0.05%
812
+8
+1% +$1.63K
BGIO
140
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$173K 0.05%
20,000
– –
PM icon
141
Philip Morris
PM
$295B
$172K 0.05%
2,295
+59
+3% +$4.55K
SHY icon
142
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$172K 0.05%
1,990
+418
+27% +$36.2K
PNC icon
143
PNC Financial Services
PNC
$101B
$167K 0.05%
1,516
+534
+54% +$57.4K
IBM icon
144
IBM
IBM
$224B
$165K 0.05%
1,417
-18
-1% -$2.12K
AMT icon
145
American Tower
AMT
$80.4B
$164K 0.05%
679
+23
+4% +$5.83K
SPGI icon
146
S&P Global
SPGI
$120B
$161K 0.04%
446
-188
-30% -$66.3K
RMD icon
147
ResMed
RMD
$30.7B
$158K 0.04%
920
+3
+0.3% +$554
FIS icon
148
Fidelity National Information Services
FIS
$22.1B
$157K 0.04%
1,067
+93
+10% +$13.4K
NSC icon
149
Norfolk Southern
NSC
$75.1B
$157K 0.04%
735
+1
+0.1% +$201
CSX icon
150
CSX Corp
CSX
$93.1B
$156K 0.04%
6,027
-636
-10% -$15.7K
4 5
6
7 8

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MW
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TAM
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.