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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
126
AstraZeneca
AZN
$250B
$224K 0.08%
2,244
+48
+2% +$4.52K
BKNG icon
127
Booking.com
BKNG
$161B
$224K 0.08%
2,725
+50
+2% +$3.93K
BX icon
128
Blackstone
BX
$110B
$224K 0.08%
4,000
– –
EPD icon
129
Enterprise Products Partners
EPD
$81.7B
$223K 0.08%
7,936
+640
+9% +$17.3K
CVS icon
130
CVS Health
CVS
$122B
$219K 0.08%
2,953
-301
-9% -$21.1K
TLT icon
131
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$218K 0.08%
1,608
-884
-35% -$123K
SNY icon
132
Sanofi
SNY
$104B
$217K 0.08%
4,328
+272
+7% +$12.7K
VTR icon
133
Ventas
VTR
$47.9B
$217K 0.08%
3,751
-20
-0.5% -$1.26K
ALK icon
134
Alaska Air
ALK
$5.58B
$216K 0.08%
3,185
+185
+6% +$12.6K
BP icon
135
BP
BP
$107B
$216K 0.08%
5,735
+366
+7% +$13.9K
UN
136
DELISTED
Unilever NV New York Registry Shares
UN
$214K 0.07%
3,725
-13
-0.3% -$768
BHP icon
137
BHP
BHP
$230B
$210K 0.07%
4,307
-101
-2% -$4.59K
CAT icon
138
Caterpillar
CAT
$387B
$208K 0.07%
1,411
– –
GE icon
139
GE Aerospace
GE
$384B
$204K 0.07%
3,674
+1,240
+51% +$64.1K
HSBC icon
140
HSBC
HSBC
$356B
$203K 0.07%
5,203
+985
+23% +$37.4K
PNC icon
141
PNC Financial Services
PNC
$101B
$203K 0.07%
1,271
+15
+1% +$2.25K
ASML icon
142
ASML
ASML
$669B
$202K 0.07%
684
+109
+19% +$29.4K
LOW icon
143
Lowe's Companies
LOW
$125B
$202K 0.07%
1,684
+56
+3% +$6.4K
YUM icon
144
Yum! Brands
YUM
$41.1B
$202K 0.07%
2,007
-45
-2% -$4.66K
AVGO icon
145
Broadcom
AVGO
$2.04T
$199K 0.07%
6,290
+10
+0.2% +$304
LLY icon
146
Eli Lilly
LLY
$1.06T
$199K 0.07%
1,516
-5
-0.3% -$580
BNY
147
Bank of New York Mellon
BNY
$107B
$198K 0.07%
3,925
-621
-14% -$29.6K
BGIO
148
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$197K 0.07%
20,000
– –
ACN icon
149
Accenture
ACN
$108B
$194K 0.07%
923
+62
+7% +$12.1K
NSC icon
150
Norfolk Southern
NSC
$75.1B
$191K 0.07%
983
– –
4 5
6
7 8

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.