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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
1451
Texas Roadhouse
TXRH
$13.7B
$3K ﹤0.01%
29
– –
UAA icon
1452
Under Armour
UAA
$2.6B
$3K ﹤0.01%
129
– –
UMH
1453
UMH Properties
UMH
$1.36B
$3K ﹤0.01%
123
– –
VBK icon
1454
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
11
-1
-8% -$286
VBTX
1455
DELISTED
Veritex Holdings
VBTX
$3K ﹤0.01%
68
– –
VNT icon
1456
Vontier
VNT
$4.74B
$3K ﹤0.01%
101
– –
VSH icon
1457
Vishay Intertechnology
VSH
$5.43B
$3K ﹤0.01%
150
– –
WBD icon
1458
Warner Bros
WBD
$67.1B
$3K ﹤0.01%
130
-200
-61% -$5.62K
WGO icon
1459
Winnebago Industries
WGO
$909M
$3K ﹤0.01%
45
– –
WK icon
1460
Workiva
WK
$3.54B
$3K ﹤0.01%
22
– –
WWW icon
1461
Wolverine World Wide
WWW
$1.55B
$3K ﹤0.01%
105
– –
SASR
1462
DELISTED
Sandy Spring Bancorp Inc
SASR
$3K ﹤0.01%
56
– –
AXNX
1463
DELISTED
Axonics, Inc. Common Stock
AXNX
$3K ﹤0.01%
44
– –
ME
1464
DELISTED
23andMe Holding Co
ME
$3K ﹤0.01%
15
– –
WRK
1465
DELISTED
WestRock Company
WRK
$3K ﹤0.01%
58
– –
KAMN
1466
DELISTED
Kaman Corp
KAMN
$3K ﹤0.01%
+87
New +$3.59K
PACW
1467
DELISTED
PacWest Bancorp
PACW
$3K ﹤0.01%
66
– –
ARGO
1468
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$3K ﹤0.01%
67
– –
TRTN
1469
DELISTED
Triton International Limited
TRTN
$3K ﹤0.01%
56
– –
RETA
1470
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$3K ﹤0.01%
26
-5
-16% -$586
PTRA
1471
DELISTED
Proterra Inc. Common Stock
PTRA
$3K ﹤0.01%
+310
New +$3.5K
RUBY
1472
DELISTED
Rubius Therapeutics, Inc
RUBY
$3K ﹤0.01%
186
– –
COUP
1473
DELISTED
Coupa Software Incorporated
COUP
$3K ﹤0.01%
13
-73
-85% -$17.1K
SRNE
1474
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$3K ﹤0.01%
347
– –
SNP
1475
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$3K ﹤0.01%
53
– –
57 58
59
60 61

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.