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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
1451
UDR
UDR
$12.3B
$1K ﹤0.01%
12
– –
UIS icon
1452
Unisys
UIS
$217M
$1K ﹤0.01%
+100
New +$1K
UMBF icon
1453
UMB Financial
UMBF
$11.1B
$1K ﹤0.01%
9
– –
UNFI icon
1454
United Natural Foods
UNFI
$2.85B
$1K ﹤0.01%
+66
New +$532
VC icon
1455
Visteon
VC
$2.78B
$1K ﹤0.01%
14
– –
VLY icon
1456
Valley National Bancorp
VLY
$8.04B
$1K ﹤0.01%
123
– –
VSH icon
1457
Vishay Intertechnology
VSH
$5.43B
$1K ﹤0.01%
49
– –
VYX icon
1458
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
28
– –
WHR icon
1459
Whirlpool
WHR
$2.82B
$1K ﹤0.01%
4
– –
WSM icon
1460
Williams-Sonoma
WSM
$29.6B
$1K ﹤0.01%
36
– –
XPRO icon
1461
Expro Ltd
XPRO
$1.91B
$1K ﹤0.01%
+39
New +$1.19K
SEI
1462
Solaris Energy Infrastructure
SEI
$3.82B
$1K ﹤0.01%
102
– –
EVBG
1463
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1K ﹤0.01%
10
– –
NGM
1464
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$1K ﹤0.01%
+72
New +$1.05K
CASA
1465
DELISTED
Casa Systems, Inc. Common Stock
CASA
$1K ﹤0.01%
+283
New +$1.35K
PGTI
1466
DELISTED
PGT, Inc.
PGTI
$1K ﹤0.01%
36
– –
SIEN
1467
DELISTED
Sientra, Inc.
SIEN
$1K ﹤0.01%
+9
New +$678
NXGN
1468
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
50
– –
UNVR
1469
DELISTED
Univar Solutions Inc.
UNVR
$1K ﹤0.01%
+56
New +$1.27K
BLU
1470
DELISTED
BELLUS Health Inc.
BLU
$1K ﹤0.01%
+156
New +$1.07K
FRC
1471
DELISTED
First Republic Bank
FRC
$1K ﹤0.01%
8
– –
ATCO
1472
DELISTED
Atlas Corp.
ATCO
$1K ﹤0.01%
104
– –
ZNH
1473
DELISTED
China Southern Airlines Company Limited
ZNH
$1K ﹤0.01%
20
– –
DRE
1474
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
35
– –
CVA
1475
DELISTED
Covanta Holding Corporation
CVA
$1K ﹤0.01%
37
– –
57 58
59
60 61

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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.