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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCNCA icon
1401
First Citizens BancShares
FCNCA
$25.3B
$3K ﹤0.01%
4
– –
FE icon
1402
FirstEnergy
FE
$27.5B
$3K ﹤0.01%
90
– –
FLR icon
1403
Fluor
FLR
$7.96B
$3K ﹤0.01%
169
– –
FSLR icon
1404
First Solar
FSLR
$26.9B
$3K ﹤0.01%
34
+5
+17% +$464
FTI icon
1405
TechnipFMC
FTI
$27.3B
$3K ﹤0.01%
343
-479
-58% -$3.45K
GNL icon
1406
Global Net Lease
GNL
$1.95B
$3K ﹤0.01%
173
– –
GPRE icon
1407
Green Plains
GPRE
$1.03B
$3K ﹤0.01%
83
– –
GTES icon
1408
Gates Industrial Corporation Ltd.
GTES
$7.15B
$3K ﹤0.01%
175
– –
GVA icon
1409
Granite Construction
GVA
$5.62B
$3K ﹤0.01%
65
– –
H icon
1410
Hyatt Hotels
H
$16.7B
$3K ﹤0.01%
42
– –
HAE icon
1411
Haemonetics
HAE
$4B
$3K ﹤0.01%
+44
New +$2.78K
HBM icon
1412
Hudbay
HBM
$12.3B
$3K ﹤0.01%
+500
New +$3.17K
HLF icon
1413
Herbalife
HLF
$1.29B
$3K ﹤0.01%
82
– –
HOPE icon
1414
Hope Bancorp
HOPE
$1.79B
$3K ﹤0.01%
229
– –
HUBB icon
1415
Hubbell
HUBB
$27.2B
$3K ﹤0.01%
16
– –
IIPR icon
1416
Innovative Industrial Properties
IIPR
$1.72B
$3K ﹤0.01%
11
– –
IONS icon
1417
Ionis Pharmaceuticals
IONS
$9.4B
$3K ﹤0.01%
102
+86
+538% +$3.24K
JEF icon
1418
Jefferies Financial Group
JEF
$13.1B
$3K ﹤0.01%
93
– –
KAVL
1419
DELISTED
Kaival Brands Innovations Group
KAVL
$3K ﹤0.01%
+107
New +$11.5K
KNDI
1420
Kandi Technologies Group
KNDI
$65.5M
$3K ﹤0.01%
+693
New +$3.5K
KRG icon
1421
Kite Realty
KRG
$5.36B
$3K ﹤0.01%
132
– –
MEI icon
1422
Methode Electronics
MEI
$592M
$3K ﹤0.01%
63
– –
MTX icon
1423
Minerals Technologies
MTX
$2.34B
$3K ﹤0.01%
46
– –
NDSN icon
1424
Nordson
NDSN
$17.3B
$3K ﹤0.01%
11
– –
NTB icon
1425
Bank of N.T. Butterfield & Son
NTB
$2.45B
$3K ﹤0.01%
80
-300
-79% -$10.1K
55 56
57
58 59

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.