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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL icon
1351
TAL Education Group
TAL
$6.87B
$4K ﹤0.01%
737
+162
+28% +$1.44K
TER icon
1352
Teradyne
TER
$59.3B
$4K ﹤0.01%
40
– –
UBSI icon
1353
United Bankshares
UBSI
$6.62B
$4K ﹤0.01%
120
+76
+173% +$2.66K
UTHR icon
1354
United Therapeutics
UTHR
$23.1B
$4K ﹤0.01%
19
+3
+19% +$591
VIV icon
1355
Telefônica Brasil
VIV
$19.2B
$4K ﹤0.01%
481
+287
+148% +$2.32K
VKTX icon
1356
Viking Therapeutics
VKTX
$4B
$4K ﹤0.01%
645
– –
WMS icon
1357
Advanced Drainage Systems
WMS
$10.9B
$4K ﹤0.01%
35
– –
X
1358
DELISTED
US Steel
X
$4K ﹤0.01%
163
– –
PFC
1359
DELISTED
Premier Financial Corp. Common Stock
PFC
$4K ﹤0.01%
140
– –
NVTA
1360
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
148
+72
+95% +$2.11K
AUY
1361
DELISTED
Yamana Gold, Inc.
AUY
$4K ﹤0.01%
900
– –
POSH
1362
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$4K ﹤0.01%
158
-92
-37% -$2.95K
AERI
1363
DELISTED
Aerie Pharmaceuticals
AERI
$4K ﹤0.01%
387
-109
-22% -$1.59K
DRE
1364
DELISTED
Duke Realty Corp.
DRE
$4K ﹤0.01%
88
– –
ZEAL
1365
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
$4K ﹤0.01%
121
+73
+152% +$2.2K
COHR
1366
DELISTED
Coherent Inc
COHR
$4K ﹤0.01%
17
– –
ANAT
1367
DELISTED
American National Group, Inc. Common Stock
ANAT
$4K ﹤0.01%
21
– –
VER
1368
DELISTED
VEREIT, Inc.
VER
$4K ﹤0.01%
85
+59
+227% +$2.87K
CIT
1369
DELISTED
CIT Group Inc.
CIT
$4K ﹤0.01%
76
– –
ABG icon
1370
Asbury Automotive
ABG
$3.85B
$3K ﹤0.01%
16
– –
ADT icon
1371
ADT
ADT
$5.58B
$3K ﹤0.01%
328
– –
AGCO icon
1372
AGCO
AGCO
$7.2B
$3K ﹤0.01%
22
– –
AGO icon
1373
Assured Guaranty
AGO
$3.34B
$3K ﹤0.01%
64
– –
AIZ icon
1374
Assurant
AIZ
$14.3B
$3K ﹤0.01%
17
– –
AMKR icon
1375
Amkor Technology
AMKR
$13.7B
$3K ﹤0.01%
134
– –
53 54
55
56 57

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.