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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
1326
Oceaneering
OII
$4.77B
$4K ﹤0.01%
274
– –
OLP
1327
One Liberty Properties
OLP
$527M
$4K ﹤0.01%
130
– –
OPCH icon
1328
Option Care Health
OPCH
$3.56B
$4K ﹤0.01%
171
– –
OPK icon
1329
Opko Health
OPK
$1.02B
$4K ﹤0.01%
1,000
– –
PARR icon
1330
Par Pacific Holdings
PARR
$3.32B
$4K ﹤0.01%
247
– –
PEGA icon
1331
Pegasystems
PEGA
$5.38B
$4K ﹤0.01%
66
-140
-68% -$9.31K
PENN icon
1332
PENN Entertainment
PENN
$2.71B
$4K ﹤0.01%
55
-29
-35% -$2.13K
PFGC icon
1333
Performance Food Group
PFGC
$18B
$4K ﹤0.01%
+88
New +$4.05K
PINC
1334
DELISTED
Premier
PINC
$4K ﹤0.01%
100
– –
PPBI
1335
DELISTED
Pacific Premier Bancorp
PPBI
$4K ﹤0.01%
95
– –
PTC icon
1336
PTC
PTC
$16B
$4K ﹤0.01%
30
– –
PTEN icon
1337
Patterson-UTI
PTEN
$3.76B
$4K ﹤0.01%
391
– –
PVH icon
1338
PVH
PVH
$4.04B
$4K ﹤0.01%
40
– –
QS icon
1339
QuantumScape Corp
QS
$3.74B
$4K ﹤0.01%
150
– –
REYN icon
1340
Reynolds Consumer Products
REYN
$5.59B
$4K ﹤0.01%
132
+91
+222% +$2.6K
RGNX icon
1341
Regenxbio
RGNX
$708M
$4K ﹤0.01%
86
+50
+139% +$1.8K
RPD icon
1342
Rapid7
RPD
$773M
$4K ﹤0.01%
31
– –
SAM icon
1343
Boston Beer
SAM
$1.92B
$4K ﹤0.01%
8
+4
+100% +$2.72K
SEDG icon
1344
SolarEdge
SEDG
$1.95B
$4K ﹤0.01%
16
– –
SEE
1345
DELISTED
Sealed Air
SEE
$4K ﹤0.01%
67
– –
SLG icon
1346
SL Green Realty
SLG
$3.99B
$4K ﹤0.01%
59
+7
+13% +$511
SMTC icon
1347
Semtech
SMTC
$13B
$4K ﹤0.01%
49
– –
SNDR icon
1348
Schneider National
SNDR
$6.25B
$4K ﹤0.01%
196
+104
+113% +$2.3K
SOHU
1349
Sohu.com
SOHU
$357M
$4K ﹤0.01%
200
– –
STLD icon
1350
Steel Dynamics
STLD
$37.6B
$4K ﹤0.01%
65
+25
+63% +$1.6K
52 53
54
55 56

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.