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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
1326
Wabtec
WAB
$49.3B
$2K ﹤0.01%
28
-1
-3% -$74
WLY icon
1327
John Wiley & Sons Class A
WLY
$2.66B
$2K ﹤0.01%
48
– –
XYL icon
1328
Xylem
XYL
$28.1B
$2K ﹤0.01%
28
– –
ZTO icon
1329
ZTO Express
ZTO
$17.9B
$2K ﹤0.01%
92
– –
WTPI
1330
WisdomTree Equity Premium Income Fund
WTPI
$504M
$2K ﹤0.01%
+55
New +$1.56K
B
1331
DELISTED
Barnes Group Inc.
B
$2K ﹤0.01%
+28
New +$1.62K
TARO
1332
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$2K ﹤0.01%
20
– –
AEL
1333
DELISTED
American Equity Investment Life Holding Company
AEL
$2K ﹤0.01%
54
– –
RPT
1334
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$2K ﹤0.01%
110
– –
BKI
1335
DELISTED
Black Knight, Inc. Common Stock
BKI
$2K ﹤0.01%
32
– –
SWIR
1336
DELISTED
Sierra Wireless
SWIR
$2K ﹤0.01%
+215
New +$2.09K
TPTX
1337
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$2K ﹤0.01%
+32
New +$1.52K
MTOR
1338
DELISTED
MERITOR, Inc.
MTOR
$2K ﹤0.01%
93
– –
HNP
1339
DELISTED
Huaneng Power Intl, Inc.
HNP
$2K ﹤0.01%
107
– –
PBCT
1340
DELISTED
People's United Financial Inc
PBCT
$2K ﹤0.01%
98
– –
HRC
1341
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$2K ﹤0.01%
22
-26
-54% -$2.74K
RPAI
1342
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2K ﹤0.01%
158
– –
MSGN
1343
DELISTED
MSG Networks Inc.
MSGN
$2K ﹤0.01%
124
– –
FLIR
1344
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$2K ﹤0.01%
38
– –
TCO
1345
DELISTED
Taubman Centers Inc.
TCO
$2K ﹤0.01%
+53
New +$1.82K
ADSW
1346
DELISTED
Advanced Disposal Services Inc
ADSW
$2K ﹤0.01%
69
– –
PTLA
1347
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2K ﹤0.01%
90
– –
NLSN
1348
DELISTED
Nielsen Holdings plc
NLSN
$2K ﹤0.01%
+90
New +$1.83K
DO
1349
DELISTED
Diamond Offshore Drilling
DO
$2K ﹤0.01%
+230
New +$1.34K
CADE
1350
DELISTED
Cadence Bancorporation
CADE
$2K ﹤0.01%
110
-14
-11% -$234
52 53
54
55 56

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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.